Investment Associate

About Us

Signature Wealth Advisors is committed to helping families and business owners make informed, sound financial decisions. Driven by a passion for service, our team combines comprehensive financial planning with advanced investment management strategies. We blend expertise in financial markets with a deep understanding of each client’s unique needs, empowering them to achieve long-term financial stability and success.

About the position

With over $500 million in assets under management and continuing to grow, the Registered Investment Associate plays a critical role in onboarding and servicing clients with professionalism, efficiency, and attention to detail. This position also contributes significantly to the firm’s overall operations and supports client service needs, ensuring a seamless experience for our clients.

What We Look for in a Candidate

• A mature, positive, and friendly personality
• A willingness to help others and show empathy
• A strong desire to learn, grow, and improve
• Excellent organizational skills with the ability to multitask and manage time effectively
• The ability to stay calm under pressure and collaborate effectively with others
• A keen attention to detail
• A good sense of humor and the ability to bring positivity to the team

What to expect in the role

• Proactive investment activities including monitoring high cash balances and proposal creation
• Support investment service activities for various account types (managed accounts, brokerage, direct mutual fund, annuities, etc.)
• Support advisors with client reviews by preparing summaries of investment portfolios and performance metrics
• Account opening and money movement
• Process account transfers, distribution requests, new contributions and redemptions
• Manage Periodic Investment Plans (PIP's) including processing and confirming that funding has invested
• Alternative Investment monitoring, position selection and rebalancing
• Maintain awareness of new investment strategies, techniques, and products through regular contact with other industry professionals and through internal and external research.
• Keep informed of market trends and analyze the effect of these trends on client's investment portfolios.
• Follow established investment policies and procedures including annual account reviews and working to minimize and/or document exceptions.

Additional Requirements

• Bachelor’s degree
• Minimum of five years of operations experience in a wealth management firm
• Technical understanding of investment products and ability to communicate multi-step processes to clients
• Proficiency with technology, including MS Office and CRM software
• Series 7 license

Nice to Have

• Series 65/66 license
• Experience with Envestnet, Wealthscape/NFS, iCapital, and/or financial planning software (e.g., eMoney)

What You Can Expect From Us

At Signature Wealth Advisors, we’re committed to values, community, work-life balance, and delivering excellent service to our clients. More specifically, you can expect:

• Paid time off
• Health, dental, and vision insurance
• Healthcare spending or reimbursement accounts (HSA)
• 401(k) with match
• Hybrid schedule (future option)