What are the responsibilities and job description for the Licensed Service Planning Advisor position at Singer Wealth?
Licensed Planning / Service Advisor
Are you looking to expand your career in the wealth management industry and be a part of a successful team? Are you driven, self-motivated and customer focused? If you enjoy working closely with clients, developing long-term relationships, constantly challenging yourself, and providing superior customer service and expertise, then we would like to talk to you! Our well established and growing financial firm in Boca Raton, FL is seeking to add a Licensed Planning / Service Advisor to our Team!
Role Description :
This is a full-time on-site role located in Boca Raton, FL for a Licensed Planning / Service Advisor at Singer Wealth Advisors, LLC. The position will be responsible for providing comprehensive financial planning advice to clients. Responsibilities include conducting client meetings, gathering financial information, analyzing data, developing financial plans, and providing ongoing support and advice. The Licensed Planning / Service Advisor will also maintain relationships with clients and seek out additional business of existing clients and referral opportunities.
Qualifications :
- Bachelor’s degree Required
- Series 65 (or 7 & 66) license Required
- 215 Insurance license Required
- 2 years’ experience as a licensed service advisor in the Financial Service Industry
- Working knowledge of various investment products including alternative investments, ETFs, treasuries, bonds, structured notes, structured settlements, annuities, & life insurance products.
- Understanding of tax within investments and registered accounts
- Technology savvy : initiative to learn, explore, and implement new technology
- Working knowledge of Microsoft Office; solid understanding of Excel
- Understanding of RIA SEC compliance rules policies and procedures
- Good personal appearance and habits
- Must be able to successfully pass both criminal and financial background checks
- Personable, professional, confident, flexible, detailed, and quick worker
- Ability to multi-task and handle interruptions without getting flustered
- Experience working in a team environment
Responsibilities will include, but not limited to :
Tax Loss Harvesting
o Money movement – wires, check requests, transfers, journals, setting up money-links and standing instructions, processing deposits, etc.
o Preparing performance and tax reports for clients
o Roth conversions
o Required Minimum Distributions
o Answering general account inquiries : Act as a liaison between clients, financial advisor, and direct custodian (Charles Schwab)
This position will require utilizing numerous 3
party sites and software programs including (training provided) :
HOURS : Full Time Position, in-office, with hours of 8 : 30am – 5 : 30pm
Compensation Range
85-100K / per year, depending on experience
Growth potential
Benefits – YOU BET!
Medical Insurance
Retirement plan
Annual Company Retreat
Salary : $85,000 - $100,000