Compliance Specialist

Role Name: Compliance/Audit/Control testing/Quality Assurance

Locations : Plano Tx , Charlotte NC

Type: Fulltime

This role is for Audit, Risk and Compliance perspective .For the relevant profiles , you can search the keywords - Compliance , Audit , Control Testing , RCSA , Control Evaluation , Control Review , ITGC. Anyone having CISA or CISSP or related certification

Job Description:

This job is responsible for performing moderately complex Issues QA reviews (control failures/control weaknesses) across the Global Technology organization. Key responsibilities include designing and executing reviews for multiple issues of any type severity within a technical domain / organization as identified by the Issues Lead. This issue reviewer may have one or more junior reviewers aligned to assist. In this role, it is expected the reviewer will already possess a rich Issues QA acumen and a thorough understanding of the assigned LOB/CIO. Also, deep knowledge of the industry is required. This resource will promote teamwork, diversity and share experiences. An awareness and application of operational excellence and an efficiency mindset will be developing.

Responsibilities:

•To execute review activities according to the instructions given by the Issues Lead and follow issues review documentation requirements.

•Develop test approach to leverage during review of assigned Issues

•To interact with business lines, control, and governance groups in order to gain understanding of business processes and controls.

•To fully comply with corporate standards and regulatory requirements.

•Identifies deficiencies, discusses with line management, and initiates recommendations

•Establishes business partner relationships, primarily with line management, to develop business knowledge

•Executes QA strategy by executing sound QA practices, leveraging automation and innovative methods, and delivers in a timely and high-quality manner

•Exercises intellectual curiosity and judgment to effectively influence and challenge management to drive continuous improvements on QA

•Develops skills to use innovative tools to complete review activities more efficiently