What are the responsibilities and job description for the Compliance Analyst position at SouthEast Bank?
Description
BASIC FUNCTION:
Reporting to the Senior Vice President, Senior Compliance Officer, this position will be responsible for supporting the daily implementation of the Bank’s consumer regulatory compliance program.
Essential Functions
BASIC FUNCTION:
Reporting to the Senior Vice President, Senior Compliance Officer, this position will be responsible for supporting the daily implementation of the Bank’s consumer regulatory compliance program.
Essential Functions
- Respond to compliance questions from management, operational departments, and customer facing business units
- Assist in compliance audits and reviews
- Assist in developing and maintaining procedures
- Conduct compliance reviews of proposed marketing materials
- Knowledge of compliance related laws and regulations
- Ability to research and interpret regulatory requirements
- Verbal and written communication skills
- Ability to prioritize and multi-task
- Ability to work independently
- Sitting for extended periods of time
- Lift 10-20lbs periodically
- Periodic travel
- Experience in compliance at a bank, credit union, or mortgage company is required.
- Ability to obtain specialized training and/or certification in financial institution consumer regulatory compliance within 2 years.
- Maintain up-to-date knowledge of and adhere to all state and federal regulations that pertain to this position including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending.
- Working knowledge of state and federal regulations including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending along with industry best practices that pertain to this position.
