What are the responsibilities and job description for the Compliance Monitoring Officer position at StoneX Group?
Overview
Permanent, full-time, hybrid (3 days per week in an office).
Connecting clients to markets – and talent to opportunity
With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.
At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.
Business Segment Overview: Empower individual investors – and yourself – in the world of retail through a range of different financial products rooted in innovation and market intelligence. From FX and CFDs to precious metals, master an exciting world of wealth management tools.
Responsibilities
Position Purpose: We are looking for an experienced individual to undertake the Compliance Monitoring role with the aim to further enhance the monitoring activities of the department. Fluency in German or Polish is required.
Primary duties will include:
- Review and approve of the Company’s marketing material.
- Monitoring activities in relation to the different channels used by the Company to publish its marketing material.
- Affiliates monitoring.
- Monitoring of all clients’ communication with the Company.
- Identify and report any misconduct.
- Assist in the monitoring of the Company’s operational functions.
- Assist in the Company’s Internal Training Programme.
- Drafting relevant reports to management.
- Transactions monitoring.
- Any other ad hoc work that relates to the department.
Qualifications
To land this role you will need:
- At least 1 year of effective working experience at similar role in a Cyprus Investment Firm.
- Excellent analytical and organizational skills with strong attention to detail.
- Confidence to interact with individuals from all levels of the business.
- Holder of CySEC advanced Certificate will be an advantage.
- Holder of CySEC AML Certificate will be an advantage.
- Fluency in German or Polish is required.
- Fluency in any other language will be an advantage.
Education / Certification Requirements:
- University degree in a related discipline.
Working environment:
- Hybrid (2 days from home, 3 days from the office)
#LI-Hybrid #LI-MA1
