What are the responsibilities and job description for the Risk, Compliance and Operations Oversight Officer position at STRATEGIC INCOME MANAGEMENT LLC?
Overview : Strategic Income is seeking a dedicated and detail-oriented Risk, Compliance and Operations Oversight Officer to support multiple facets of our Firm’s day-to-day operations, including operational and compliance risk assessment and mitigation, daily accounting / reconciliation, and trading. As a leader in High Yield Fixed Income Management, we are committed to maintaining the highest standards of operational and regulatory compliance with all federal, state, and industry regulations.
Responsibilities :
- Support our CCO in implementing an effective regulatory compliance program.
- Proactively audit processes, practices, and documents to identify weaknesses.
- Evaluate business activities (e.g., investments) to assess risk.
- Ensure all employees are educated on the latest regulations and processes.
- Stay abreast of internal standards and business goals.
- Support the implementation of business strategies, plans, and procedures.
- Oversee daily operations of the company.
- Evaluate performance by analyzing and interpreting data and metrics.
- Manage relationships with partners / vendors.
Qualifications :