What are the responsibilities and job description for the Senior Audit Manager position at Talent?
Introduction
Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates’ potential for career advancement.
Headquartered in California, East West Bank (Nasdaq : EWBC) is a top-performing commercial bank with a strong foundation, an enterprising spirit and a commitment to absolute integrity. East West Bank gives people the confidence to reach further.
Overview
We are seeeking a Senior Audit Manager for our Internal Audit Department.
Responsibilities
- Have experience in banking & treasury operations audit, including asset liability management, liquidity, capital plan, funding and investment management.
- Has expert knowledge of internal controls, auditing methodologies and techniques, and risk assessments
- Keep abreast of legislative issues, new audit regulations / trends and other changes in the industry environment; readily identify how such changes affects the department and the bank’s control environment.
- Conduct risk assessment of assigned department or functional area in established / required timeline; and assist in developing the draft annual Audit Plan
- Lead Treasury audits, prepare Audit Programs to ensure the program is risk-based, the test steps are adequately defined and key inherent risks are identified in the Program
- Prepare neat, concise, appropriately referenced and easy-to-follow working papers that support the procedures performed, conclusion drawn and recommendations made
- Prepare audit reports on internal control deficiencies and recommend improvements; ensuring clarity, conciseness and issuance in a timely manner
- Possesses project management skills to effectively organize / prioritize tasks to meet established deadlines, monitor progress of audits, and manage assigned budgets
- Document follow up and timely disposition of all assigned findings in accordance with the Bank’s Issues Management Policy
- Oversee other lesser experienced auditors in the execution of audit work related to the projects assigned; including monitoring budgets for audits.
- Participate in various committees or task forces geared to policy / procedure development and operational improvements
- Work closely with the Treasury department to understand business processes, risks and controls and ensure timely remediation of issues.
- Collaborate with the second line of defense to evaluate the effectiveness of the risk management framework
- Willingness to transfer outside of the Internal Audit department when need arises or as part of rotation assignment
- Execute on special projects and other assignments as assigned by management.
- Travel to Hong Kong and / or China for annual audits as assigned.
Qualifications
Success factors include :
Qualifications / Experience :
Compensation
The base pay range for this position is USD $170,000.00 / Yr. - USD $180,000.00 / Yr. Exact offers will be determined based on job-related knowledge, skills, experience, and location.
Salary : $170,000 - $180,000
