What are the responsibilities and job description for the VP, Broker Dealer Regulatory Reporting position at Taurus Search?
Leading Broker Dealer is seeking a candidate with a background in broker dealer regulatory reporting. This individual must have strong leadership experience and be extremely detail oriented. Also, this individual should ideally have experience preparing 15c3-1 (net capital) or 15c3-3 (customer reserve) reports.
The best candidate has:
- Minimum of 5 years experience in preparing the daily net capital (15c3-1) and customer reserve (15c3-3) reports
- Familiarity with the reporting process from end to end
- Experience filing the FOCUS reports, Series 27 a plus
The company offers:
- lucrative base salary, bonus, and benefits
- 20 Vacation days
- 2 weeks personal/sick
- Bank Holidays Off
- 401k match
