What are the responsibilities and job description for the Business Analyst (Compliance testing) position at Technology Ventures?
About the Company
The client is seeking a Business Analyst to perform assessment and tracking activities related to compliance with laws or regulations, mortgage-backed security (MBS) trust agreements, and supervisory guidance across multiple business units. Looking for a contractor to support Legal and Regulatory Compliance. Candidates should have experience in compliance testing/assessment, tracking data, conducting follow-up, and monitoring. Technical skills in eGRC platforms, SharePoint, and document management are also desired.
About the Role
- Tracking and assessing regulatory alerts applicable
- Conducting follow-ups with applicable business units
- Reviewing related policies, procedures, and job aids
- Entering, managing, and analyzing data
- Managing multiple projects
- Identifying and escalating issues to management promptly
Responsibilities
- Experience conducting assessment activities in compliance, audit, operational risk, or related function
- Strong written and verbal communication, project management, and problem-solving skills
- Proven ability to work independently and collaboratively as a team member to facilitate effective enterprise-wide compliance
- Proven ability to complete projects efficiently with high attention to detail and excellent time management skills
- Education: Bachelor’s degree required; industry certification (e.g., CCEP, PMP, etc.) preferred
- 5-10 years of experience
Required Skills
- Need strong experience conducting assessment activities in compliance, audit, operational risk, or related function.
- Need to have experience with project management, and problem-solving skills
- Candidates should have experience in compliance testing/assessment, tracking data, conducting follow-up, and monitoring. Technical skills in eGRC platforms, SharePoint, and document management are also desired.
- Open to Remote - need someone to work east coast hours. This is a must.
- Must work independently and be efficient
- Must pay attention to detail and be responsive
- Need to be an excellent communicator
- Must be flexible and can pivot
- Working in eGRC tool call regulatory management tool.
- They will be triaging items that come in, making enhancements to the process, they will be doing UAT testing and potentially running test scripts.
- Helping with data quality to clean up enterprise requirements library.
- They will be doing some data entry but will also be analysis on the data entered.
- Able to handle processes related to regulatory process like running report, organization assignments. A lot of project management, keep track of certain data points and data entry. There will not be a lot of writing, but they must be able to effectively communicate via email and on the phone.
- Compliance and legal background would be helpful
- Experience working in computer systems.
- Working with MS applications and SharePoint - background in these products is a must.
