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Vice President, Regulatory Reporting

The Forum Group
New York, NY Full Time
POSTED ON 3/26/2025
AVAILABLE BEFORE 4/24/2025

The Team

SEEKING VP's, AVP's and Associates for Regulatory Reporting, Regulatory Remediation and Regulatory Reporting Business Analytics roles. The team is growing due to scaling of US business and growth in revenue/assets. responsible for the preparation of regulatory filings for multiple entities, reporting to Americas CFO. This is a hybrid position. The selected colleagues will work at an office an average of two or three days per week with the remainder worked remotely.


Summary (VP Reg Rep JD)

The primary responsibility of these positions is to prepare and/or review assigned regulatory reports in an accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities, which requires working knowledge of financial accounting and regulatory reporting, as well as understanding of the financial industry and products. You will be expected to support with supervisor for the governance function of the regulatory reports, which includes coordination of Regulatory Reporting Governance Committee, Interpretation Forum, and handling communication with outside of reporting production team. You will be responsible for regulatory reports across all entities under the Combined US Operations.


Responsibilities

  • Prepare or review daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports including, but not limited to, Federal Reserve reports (e.g. FR Y-15, FR Y-9C, FFIEC 031, FFIEC 002, FFIEC 009, FFIEC 019, FR2644, and FR2900,), Department of Treasury reports (TIC Reports), and Department of Commerce reports (e.g. BE-605, BE-15, and BE-125) with the ability to interpret the relevant regulatory instructions.
  • Reconcile reporting data to GL, validation of static data and perform variance analysis.
  • Support for the governance function of the regulatory reports, which includes development of trainings, and coordination of Regulatory Reporting Governance Committee, Interpretation Forum, handling communication with outside of reporting production team (e.g. Internal Auditor, Quality Assurance, and FRB) and Change Management Forum.
  • Monitor and ensure that changes in the reporting instructions and accounting standards made by the regulatory authorities are incorporated within the reports submitted.
  • Maintain and update procedure documentations related to new and existing regulatory requirements to ensure firm’s compliance.
  • Keep track of each assigned tasks and projects, and meet each deadline.
  • Coordinate with multiple stakeholders across organization.
  • Support management and team members.


Qualifications

  • Bachelor’s degree in Accounting major is preferred.
  • Advanced degree or professional certifications (e.g. CPA, CFA or equivalent) is preferred.
  • Minimum 2 -20 years of experience in financial reporting, regulatory reporting, in banking industry.
  • Proficiency with Microsoft Excel, PowerPoint, and Word.
  • Experience in Regulatory Reporting tools such as Axiom is preferred.
  • Experience in BI tools such as Alteryx or Power Bi is preferred.
  • Working knowledge of regulatory reporting or financial reporting (US GAAP) and ability to setup workpaper from ground up with proper EUC controls.
  • Working knowledge of financial products (e.g. loans, deposits, securities, derivatives, money market products, repos etc.).
  • Strong ability to handle multiple tasks to cover both production and governance.


Pay range and compensation package

The expected base salary ranges from $110,000 - $180,000. Plus bonus.


Company Overview

Top 10 largest bank in the world is a leading provider of corporate and investment banking services to clients Globally.

Salary : $110,000 - $180,000

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