What are the responsibilities and job description for the Senior Internal Auditor position at The Panther Group?
Company Overview:
A well-established financial services organization is seeking a Senior Internal Auditor to support its internal audit function.
Position Summary:
The Senior Internal Auditor is responsible for executing audits that evaluate the design and effectiveness of internal controls across various functional areas. This role includes planning and conducting audits, identifying risks, performing testing, and preparing detailed reports of findings and recommendations. The ideal candidate will be an experienced audit professional with a strong understanding of financial institutions, risk management, and regulatory frameworks.
Key Responsibilities:
- Assess internal control design and effectiveness to ensure key risks are appropriately mitigated
- Evaluate operational efficiency and identify opportunities for improvement
- Develop and execute audit programs based on risk assessments and process analysis
- Document audit procedures and findings in accordance with professional standards
- Communicate audit results to management and governance bodies as appropriate
- Prepare detailed audit reports with clear observations and actionable recommendations
- Coordinate with external auditors to support annual audit and compliance efforts
- Contribute to special projects, internal initiatives, and departmental objectives
- Build strong, professional relationships with stakeholders across the organization
- Support co-sourced audits by reviewing findings and validating results
- Conduct testing of internal controls to support compliance with regulatory requirements such as Sarbanes-Oxley (SOX)
- Remain current on audit practices, industry standards, and regulatory changes
- Perform other duties as assigned
Qualifications:
- Bachelor’s degree in Accounting, Finance, or related field required; advanced degree a plus
- CPA, CIA, or similar certification strongly preferred
- Prior experience in public accounting or with a consulting firm highly desirable
- At least 7 years of audit experience within financial services or a related industry
- Familiarity with capital markets, derivatives, financial reporting, and banking operations
- Strong knowledge of internal control frameworks (e.g., COSO) and risk-based auditing
- Experience with SOX compliance and internal controls testing
- Proficiency in Microsoft Office; experience with audit or risk management software preferred
- Excellent communication, organizational, and critical thinking skills
- Ability to work independently, manage multiple priorities, and meet deadlines
- Proven interpersonal skills and ability to work effectively in a team environment
- Experience analyzing financial statements is a plus
