What are the responsibilities and job description for the Brokerage Operations Specialist position at TradeZero America?
Client Services Representative
TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the Senior Margin Analyst. The primary responsibility will be to assist with managing retail clients day-to-day margin requirements. The candidate must be fully knowledgeable of:
- FINRA and SEC guidelines, rules and regulations
- Reg T margin requirements
- Pattern Day Trading rules
- Corporate Actions
- Trade settlement / Trade Corrections
- Order management system(s)
- Trade Analytics
The candidate will also cross-functionally with other teams at the company, specifically with engineers / dev teams.
3 years experience
FINRA series 7 a must
FINRA series 24 to be taken in a timely manner
FINRA series 99 (not required but will be considered)
About the Company
“Built By Active Traders, For Active Traders”, TradeZero was founded in 2015 by a team that leveraged decades of collective operating and trading experience to build a next-generation trading platform tailored to the needs of the ever-growing community of sophisticated traders.
With its core offerings of U.S. equities, equity options, and its proprietary Short Locate Services (U.S. patent pending), TradeZero serves both domestic and international active traders, representing a robust and growing total addressable market.