What are the responsibilities and job description for the Broker Dealer Sales Support Analyst position at VirtualVocations?
A company is looking for a Broker Dealer Operations Sales Support Analyst.Key ResponsibilitiesHandle pre- and post-sale calls and requests regarding brokerage accounts and related financial productsPlace trades on various investment vehicles and ensure compliance with regulatory requirementsEducate clients on account management and technology platforms while managing account changes and inquiriesRequired QualificationsFINRA Series Industry Exam (SIE), Series 7 and 63 required or the ability to obtain themKnowledge of the securities industry, including regulations and product typesProficiency in Microsoft Office applicationsBachelor's degree preferred0-2 years of relevant experience preferred
