FiNet Governance Regional Supervisor

About this role :

Wells Fargo is seeking a FiNet Governance Regional Supervisor to join our Branch Infrastructure and Operations group within Wealth and Investment Management. Learn more about the career areas and lines of business at wellsfargojobs.com .

In this role, you will :

• Lead or participate in risk management, including supervisory risk and human capital risk
• Administer direct supervision of regulated activities for Independent Contractor financial services offices
• Contribute to identify risks in the region and implement controls to mitigate risks
• Review and identify risks in the region, ensure that risks are appropriately addressed and promote an effective control environment
• Lead or participate in complex initiatives to implement controls and mitigate risks
• Lead as the primary escalation point for risk, supervisory, and human capital matters
• Collaborate with supervision, legal, compliance, human resources, credit, risk, and branch to identify risks in the region
• Implement controls to mitigate risks while leveraging solid understanding of the firm's policies and procedures
• Collaborate and consult with business risk management to identify region risks
• Partner with supervision, legal, compliance, human resources, credit and risk

Required Qualifications :

Desired Qualifications :

Job Expectations :

Job Posting Locations :

Preferred location(s) listed above. Relocation assistance is not available for this position. Select Locations are considered for current Wells Fargo employees

Posting End Date : 2 Feb 2025

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US : All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada : Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements :

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.