A company is looking for an Investigator, BSA / AML Operations.Key ResponsibilitiesConduct AML transaction monitoring alert reviews and initial investigationsDocument reviews thoroughly and ensure compliance with regulatory requirementsManage an assigned caseload of alerts and investigations while meeting performance metricsRequired QualificationsBachelor's degree or equivalent experienceBasic understanding of BSA / AML, Fraud, and / or OFAC regu...
A Commercial Bank based with multiple office locations across the state of North Carolina is looking to bring on a new BSA Officer to their team. Reporting to the Chief Legal Officer this position would be tasked with leading the firms BSA/AML program. Responsibilities. Continue with the development and implementation of the BSA/AML program. Creating and updating Financial Crimes Compliance policies and procedures. Reviewing daily monitoring repo...
Overall responsibility for insuring the Casino Operations are in compliance with the MS Gaming regulations. Essential Job Functions. Reports to the G.M./Chief Operating Officer. Responsible for insuring compliance with all federal, state and local laws and regulations relating to the operations of the Silver Slipper Casino. Maintains knowledge of regulations set forth by the Mississippi Gaming Commission regarding casino operations. Maintains a c...
Overall responsibility for insuring the Casino Operations are in compliance with the MS Gaming regulations. Essential Job Functions. Reports to the G.M./Chief Operating Officer. Responsible for insuring compliance with all federal, state and local laws and regulations relating to the operations of the Silver Slipper Casino. Maintains knowledge of regulations set forth by the Mississippi Gaming Commission regarding casino operations. Maintains a c...
In this role, you will play a pivotal role in safeguarding our organization against financial crimes and ensuring adherence to ethical standards. The organization is a global leader in alternative investing with over $50Bn AUM. While the primary focus will involve Anti-Money Laundering, sanctions and anti-corruption related responsibilities, this role will also assist with our Code of Ethics compliance program and policy violation investigations....
In this role, you will play a pivotal role in safeguarding our organization against financial crimes and ensuring adherence to ethical standards. The organization is a global leader in alternative investing with over $50Bn AUM. While the primary focus will involve Anti-Money Laundering, sanctions and anti-corruption related responsibilities, this role will also assist with our Code of Ethics compliance program and policy violation investigations....
Onsite PositionBancFirst Tower, Downtown Oklahoma City : 100 N. Broadway Avenue, Oklahoma City 73102Full TimeSUMMARYUsing their acquired banking experience, along with their knowledge of financial crimes, the BSA Analyst will be responsible for investigating, following up, and processing potential money laundering and suspicious activity cases.Investigation will require the use of a behavior and rules based software, and other tools such as the b...
Job Tittle : International-Compliance Manager. Location : Sunnyvale, CA(Hybrid). Job type : FTE. Key Responsibilities And Accountabilities. Support the development of an assurance planning and reporting process and perform on-going compliance assurance reviews. Report on control deficiencies to management and make recommendations to mitigate risk and add value and engaging remediation of identified issues through follow-up. Play an active role in...
LHH is partnering with a great company who is in need of a compliance analyst in San Francisco, CA. Responsibilities. Investment baking prior experience and knowledge in key industry risks and using Thomson Reuters WorldCheck. AML monitoring and screening (review of customer transactions for suspicious activity). Verify the identity and assess the risk profile of customers (KYC). Review of KYC records as to completeness, verify due diligence has ...
About the Role. We're looking for an experienced, BSA / AML professional to serve as the BSA / AML specialist for Figure Markets's US and potentially foreign jurisdictions which includes oversight over several entities, such as a registered MSB, a licensed broker dealer and an investment advisor. As the BSA / AML Compliance Officer you'll be responsible for building and maintaining Figure Markets' US BSA / AML Program to ensure the company compli...
About The Role. Risk and Compliance is critical to the success of our business and we are looking for an experienced Compliance Analyst to ensure we follow internal policies, financial services standards, and other applicable regulatory guidance. Position supports the Payments business line with various compliance and operations tasks and reports to the Director of Compliance & Risk Management. The ideal applicant for this role will have previous...
AML Compliance Analyst. BCforward is currently seeking a highly motivated. AML Compliance Analyst Position. for an opportunity located in. Newark DE. Position Title. AML Compliance Analyst. Location. Newark DE 19711. Please note this is the target date and is subject to change. BCforward will send official notice ahead of a confirmed start date. Expected Duration. 6 months contract with possible Extension. Pay Rate. $31.00 per. hour on W2. Onsite...
