Title: Email Surveillance Analyst. Position Type: Contract W2. Location: New York, NY. Responsibilities. Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential information. Identify, document, and resolve potential regulatory or compliance issues. Liaise with business management, compliance, and legal to assess risks and follow up on issues identified during review of c...
Position Summary. Primary function for the position is responsible for analyzing and reporting on the Casino's Compliance Program, with an emphasis on reporting procedural inconsistencies This position is responsible for owning, coordinating, and developing various analyses in support of compliance-based decision making for Casino Operations. This role also is responsible for monitoring the effectiveness of current compliance practices on a ship-...
Overview. Job Purpose. . The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. The primary responsibility of this position will be to support the integrity of the NYSE markets and protect investors by identifying, analyzing and investigating potential violations of those exchanges' rules and the federal securities laws. The Sur...
Duties/Responsibilities. Monitors all areas of the property at all times, identifying potential security and /or safety risks and reporting them to the appropriate individual or entity for proper resolution through regular inspections. Ensure quality observations and investigations in the Surveillance Department on assigned shift. Maintains a working knowledge of all rules and regulations of the Virginia Lottery Board, and ensures strict adherenc...
Overview. Job Purpose. The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. The primary responsibility of this position will be to support the integrity of the NYSE markets and protect investors by identifying, analyzing and investigating potential violations of those exchanges' rules and the federal securities laws. The Survei...
