Global Investment Bank - Business Risk Specialist – Front Line Support

You’ll be working in Front Line Support (FLS) team locally report into the Wealth Management APAC Business Risk Organization (BRO) team.

We are looking for a high caliber individual with these qualities to assist the following:

• To perform control reviews in order to assess cases which do not meet the Investment Suitability disclosure requirement
• Reviews will be time critical and required to be performed in line with a newly agreed control review methodology which includes review of front office communications with clients, including (i) detailed email review, (ii) detailed review of internal contact notes / call reports, and (iii) if required, tape listening. Other review methods may be deployed and may be pre-agreed with supervisor
• To carefully document the review approach, comprehensively document the review findings and provide a final assessment / conclusion for cases requiring discussion or escalation
• Become a subject matter expert ('SME') on the control, giving considered feedback on how the control is operating and if and how over time it may be improved
• A strong team player, positive attitude and
• Assist the Supervisor with other control tasks & provide trainings to the team members as and when required.

Job Types: Full-time, Contract
Contract length: 8 months

Pay: Up to $6,000.00 per month

Benefits:

• Health insurance
• Professional development

Schedule:

• Monday to Friday

Education:

• Bachelor's or equivalent (Preferred)

Experience:

• Risk management: 3 years (Required)

Work Location: In person

Application Deadline: 01/06/2025