Compliance Manager

Compliance:

• Lead compliance oversight and regulatory engagement in Singapore.
• Develop and execute risk-based compliance monitoring programs.
• Manage complaint handling, financial promotion reviews, fair dealing, and staff training.
• Oversee regulatory reporting, policy updates, internal investigations, and committee reporting.
• Maintain proactive dialogue with MAS and internal stakeholders.
• Foster a strong compliance culture and ensure awareness of regulatory changes.

Anti-Money Laundering (AML):

• Act as MLRO and oversee AML/CTF controls, systems, and policies.
• Lead the firm’s AML strategy and maintain MAS relationships.
• Implement AML monitoring programs and deliver AML training.
• Prepare annual MLRO reports and ensure ongoing staff awareness.
• Represent the firm at AML and financial crime forums.

Ideal Candidate Profile:

• At least 5 years of relevant compliance experience working with a financial services firm, especially within broker dealer
• A recognised degree in Accountancy/Business/Finance or related fields
• Able to work independently and has a proactive and "can-do" attitude
• Meticulous, and good work ethics and career trajectory
• Strong leadership, stakeholder management, and policy execution skills.
• Ability to operate autonomously and influence across functions and geographies.