98 Compliance Officer (Trading Firm) Jobs in New York, NY
Anonymous is Hiring a Compliance Officer (Trading Firm) Near New York, NY
Leading Trading Firm is looking to hire a Compliance Officer in New York City.
This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.
The ideal candidate will have:
- Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required.
- Testing & Monitoring
- Policies & Procedures
- Code of Ethics
- Licensing & Registrations
- Cross-Border / International Compliance
- Marketing Review
- Trade/Portfolio Compliance
- Regulatory Inquiries/Affairs
- A strong academic pedigree from a top university
The position will suit a highly motivated and entrepreneurial individual looking to work at a firm renowned for innovation and integrity.
A highly competitive compensation package is on offer.
For a discussion in confidence, please apply with your resume.
Job Summary
Full Time
$85k-106k (estimate)
06/27/2024
07/24/2024
justaperson.com
Houston, TX
<25
Related Companies
The job skills required for Compliance Officer (Trading Firm) include Trading, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Officer (Trading Firm). That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Officer (Trading Firm). Select any job title you are interested in and start to search job requirements.
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