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Compliance Analyst
$99k-124k (estimate)
Full Time 7 Months Ago
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Apollo Management Holdings, L.P. is Hiring a Compliance Analyst Near New York, NY

Position Overview Position Overview: The Compliance Analyst/Associate will work closely with junior and senior members of Apollo’s Compliance team to ensure regulatory compliance across Apollo’s global investment platform. The Analyst/Associate will support and gain exposure to all aspects of Apollo’s compliance program, including maintenance and implementation of policies and procedures, training, anti-money laundering, employee and firm trading, regulatory filings, and privacy. Apollo is looking for an individual with excellent communications skills who thrives in a fast-paced, dynamic, and collaborative environment. Primary Responsibilities: Conduct due diligence on potential investors and counterparties Document issues and assist with the implementation solutions in a timely manner after discovery and resolution Participate in internal and external audits and reviews of the firm’s compliance program Work collaboratively with internal and external counsel, investment teams, and other internal functions to address appropriate compliance practices Assist with general compliance matters and other projects as needed Qualifications & Experience Bachelor’s degree from a top undergraduate institution with an excellent record of academic achievement 1-4 years of experience working in a related field Knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 preferred Demonstrated interest in financial markets and securities market regulation Ability to think critically and solve challenges with innovative solutions High ethical standards Ability to collaborate with colleagues while exercising independent judgment Strong written and verbal communication skills Excellent ability to multi-task and strong attention to detail Entrepreneurial, self-guided work ethic with results-driven orientation Excels in a fast-paced, rigorous work environment; effectively prioritizes and meets deadlines Apollo Management Holdings, L.P. is an equal opportunity/affirmative action employer. The firm and its affiliates do not discriminate in employment because of race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital or domestic / civil partnership status, sexual orientation, gender identity or expression, or because of any other criteria prohibited under controlling federal, state, or local law. Qualified applicants with criminal histories will be considered in a manner consistent with applicable law Pay Range 72,000 - 95,000 The base salary range for this position is listed above. This position is also eligible for a discretionary annual bonus based on personal, team, and Firm performance. Compensation ranges are based on several factors including job function, level, and geographic location. Final offer amounts are determined by multiple factors including candidate experience and expertise, and may vary from the amounts listed here. Come to Apollo and join a community of extraordinary people who are committed to a culture of excellence and collaboration in everything that we do. We invest in our people for the long term and are committed to supporting their development at every stage of their career. Join Apollo and learn from some of the smartest problem-solvers in the world to build your career and make your mark on the future of finance.

Job Summary

JOB TYPE

Full Time

SALARY

$99k-124k (estimate)

POST DATE

11/25/2023

EXPIRATION DATE

08/20/2024

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Apollo Management Holdings, L.P.
Remote | Full Time
$102k-127k (estimate)
Just Posted
Apollo Management Holdings, L.P.
Remote | Full Time
$102k-127k (estimate)
Just Posted

The job skills required for Compliance Analyst include Regulatory Compliance, Attention to Detail, Presentation, Collaboration, PowerPoint, Verbal Communication, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

03/11/2022: Fresno, CA

Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

02/10/2022: Clearwater, FL

Help companies remain compliant with regulations, thus preparing them for audits.

03/13/2022: Columbus, OH

The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

03/08/2022: Fayetteville, AR

Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

Florida Southern College
Colby College
Dartmouth College
University of Notre Dame
Western Washington University
Canisius College
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