Recent Searches

You haven't searched anything yet.

98 Compliance Officer Jobs in New York, NY

SET JOB ALERT
Details...
Guggenheim Partners
New York, NY | Full Time
$112k-156k (estimate)
4 Days Ago
SF Staffing Solutions
New York, NY | Full Time
$81k-113k (estimate)
3 Days Ago
Cardea Group
New York, NY | Full Time
$91k-122k (estimate)
2 Days Ago
AXA Investment Managers
New York, NY | Full Time
$95k-132k (estimate)
1 Week Ago
Green Key Resources
New York, NY | Full Time
$111k-154k (estimate)
1 Week Ago
Larson Maddox
New York, NY | Full Time
$91k-122k (estimate)
2 Weeks Ago
Sharegain
New York, NY | Full Time
$95k-131k (estimate)
2 Weeks Ago
Catholic Charities Community Services
New York, NY | Full Time
$90k-120k (estimate)
1 Month Ago
Catholic Charities Community Services
New York, NY | Full Time
$90k-120k (estimate)
1 Month Ago
deCircle
New York, NY | Full Time
$95k-131k (estimate)
2 Months Ago
1102 Golub Capital LLC
New York, NY | Full Time
$110k-153k (estimate)
2 Months Ago
Piermont Bank
New York, NY | Full Time
$97k-123k (estimate)
4 Months Ago
Apollo Management Holdings, L.P.
New York, NY | Full Time
$99k-124k (estimate)
4 Months Ago
Kohlberg Kravis Roberts & Co.
New York, NY | Full Time
$100k-126k (estimate)
5 Months Ago
Anonymous
New York, NY | Full Time
$85k-106k (estimate)
3 Days Ago
Anonymous
New York, NY | Full Time
$85k-106k (estimate)
3 Days Ago
Larson Maddox
New York, NY | Full Time
$96k-131k (estimate)
1 Day Ago
Larson Maddox
New York, NY | Full Time
$96k-131k (estimate)
1 Day Ago
Ridgewood Savings Bank
New York, NY | Full Time
$76k-101k (estimate)
7 Days Ago
Larson Maddox
New York, NY | Full Time
$149k-201k (estimate)
1 Week Ago
Healthcare Enterprise
New York, NY | Full Time
$84k-116k (estimate)
1 Week Ago
MAREX
New York, NY | Full Time
$96k-131k (estimate)
1 Week Ago
Abacus Group
New York, NY | Full Time
$97k-136k (estimate)
1 Week Ago
Madison-Davis, LLC
New York, NY | Full Time
$96k-123k (estimate)
1 Week Ago
Green Key Resources
New York, NY | Full Time
$195k-250k (estimate)
1 Week Ago
Green Key Resources
New York, NY | Full Time
$99k-133k (estimate)
1 Week Ago
Compliance Officer
$99k-124k (estimate)
Full Time 4 Months Ago
Save

Apollo Management Holdings, L.P. is Hiring a Compliance Officer Near New York, NY

Position Overview At Apollo, we’re a global team of alternative investment managers passionate about delivering uncommon value to our investors and shareholders. With over 30 years of proven expertise across Private Equity, Credit and Real Estate, regions and industries, we’re known for our integrated businesses, our strong investment performance, our value-oriented philosophy – and our people. The Compliance Analyst will work closely with junior and senior members of Apollo’s Regulatory Compliance team to ensure compliance with the federal securities laws, in particular the Investment Advisers Act of 1940, as amended (the “Advisers Act”). The Analyst will gain exposure to the regulatory aspects of Apollo’s compliance program, including by supporting: investor disclosures in respect of conflicts (e.g., Form ADV); regulatory filings (e.g., 13H, 13D/G); correspondence with Apollo’s regulators; testing to assess the efficacy of internal controls; diligence questionnaires; marketing materials; distribution agreements; custody-related determinations concerning financial audits; annual investor mailings; etc. . Apollo is looking for an individual with excellent communications skills who thrives in a fast-paced, dynamic, and collaborative environment. Primary Responsibilities Assist with regulatory filings required by various regulators, including the SEC Provide regulatory examination support Research and review new rules and regulations applicable to the firm’s business Document issues and implement solutions in a timely manner after discovery and resolution Participate in internal and external audits and reviews of the firm’s compliance program Work collaboratively with internal and external counsel, and other internal functions to ensure appropriate compliance practices Assist with general compliance matters and other projects as needed Qualifications & Experience Bachelor’s degree with an excellent record of academic achievement 1 years of compliance or litigation paralegal experience working in a related field Strong attention to detail Highly analytical; Excellent Excel-based modeling skills required Word and basic PowerPoint presentation skills required Interest in the federal securities Demonstrated interest in financial markets and securities market regulation Ability to think critically and solve challenges with innovative solutions Ability to collaborate with colleagues while exercising independent judgment Strong written and verbal communication skills Excellent ability to multi-task Entrepreneurial, self-guided work ethic with results-driven orientation Excels in a fast-paced, rigorous work environment; effectively prioritizes and meets deadlines Apollo Management Holdings, L.P. is an equal opportunity/affirmative action employer. The firm and its affiliates do not discriminate in employment because of race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital or domestic / civil partnership status, sexual orientation, gender identity or expression, or because of any other criteria prohibited under controlling federal, state, or local law. Qualified applicants with criminal histories will be considered in a manner consistent with applicable law Pay Range 75,000 - 100,000 The base salary range for this position is listed above. This position is also eligible for a discretionary annual bonus based on personal, team, and Firm performance. Compensation ranges are based on several factors including job function, level, and geographic location. Final offer amounts are determined by multiple factors including candidate experience and expertise, and may vary from the amounts listed here. Come to Apollo and join a community of extraordinary people who are committed to a culture of excellence and collaboration in everything that we do. We invest in our people for the long term and are committed to supporting their development at every stage of their career. Join Apollo and learn from some of the smartest problem-solvers in the world to build your career and make your mark on the future of finance.

Job Summary

JOB TYPE

Full Time

SALARY

$99k-124k (estimate)

POST DATE

02/02/2024

EXPIRATION DATE

07/21/2024

Show more

Apollo Management Holdings, L.P.
Remote | Full Time
$102k-127k (estimate)
3 Days Ago

The job skills required for Compliance Officer include Regulatory Compliance, Attention to Detail, Presentation, Collaboration, PowerPoint, Verbal Communication, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Officer. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Officer. Select any job title you are interested in and start to search job requirements.

For the skill of  Regulatory Compliance
Comerica Bank
Full Time
$156k-201k (estimate)
1 Month Ago
For the skill of  Attention to Detail
Arby's
Full Time
$30k-36k (estimate)
1 Day Ago
For the skill of  Presentation
AIDS Center of Queens County, Inc.
Full Time
$55k-85k (estimate)
7 Days Ago
Show more

The following is the career advancement route for Compliance Officer positions, which can be used as a reference in future career path planning. As a Compliance Officer, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Officer. You can explore the career advancement for a Compliance Officer below and select your interested title to get hiring information.

AXA Investment Managers
Full Time
$95k-132k (estimate)
1 Week Ago