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Compliance Senior Associate
$96k-122k (estimate)
Full Time | Business Services
2 Weeks Ago
Arrow Search Partners is Hiring a Compliance Senior Associate Near Boston, MA
About The CompanyOur client is a leading alternative investment firm with over $160 billion in AUM. The firm invests in credit, fixed income, venture capital, and real estate companies. The Senior Associate will assist with advice and guidance, address business specific issues, and draft business policies and procedures tailored to the firm.
Responsibilities
Responsibilities
- Develop and implement all compliance requirements in the business
- Assist with compliance assurance matters and examination readiness
- Assist in the investor onboarding process related to compliance with AML and KYC policies and procedures
- Respond to issues and questions identified by surveillance staff
- Ensure relevant regulatory filings are submitted appropriately
- Communicate to management all issues and risks that need to be addressed
- Bachelor’s degree required
- 4-6 years of related compliance experience
- Working knowledge of regulatory compliance and Advisers Act regulation
- Strong written communication skills
Job Summary
JOB TYPE
Full Time
INDUSTRY
Business Services
SALARY
$96k-122k (estimate)
POST DATE
06/09/2024
EXPIRATION DATE
07/06/2024
WEBSITE
arrowsearchpartners.com
HEADQUARTERS
MANHATTAN, NY
SIZE
25 - 50
FOUNDED
2018
CEO
CAROLINE MCDAVID
REVENUE
<$5M
INDUSTRY
Business Services
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