POSITION DETAILS:

• Role: Senior Internal Auditor
• Location: Boston, Ma
• Schedule: Hybrid (3-days in office)
• Comp: $115K - $130K Bonus

REQUIRED TO APPLY:

• 3-5 years of experience within a Top 7 accounting firm
• Strong understanding of mutual funds and asset classes

RESPONSIBILITIES:

Audit Planning and Execution:

• Develop risk-based audit plans aligned with the company’s objectives and regulatory requirements.
• Conduct audits of business processes, financial controls, and operational activities to evaluate the effectiveness of internal controls.
• Perform detailed testing of transactions and balances to ensure accuracy and compliance with policies and procedures.

Risk Assessment and Mitigation:

• Identify and assess key risks within the organization and recommend controls to mitigate those risks.
• Monitor and report on the status of audit findings and recommendations to senior management and audit committee.

Compliance and Regulatory Requirements:

• Stay current with regulatory changes and ensure audit processes and procedures are in compliance with relevant laws and regulations.
• Assist in regulatory examinations and audits as needed.

Process Improvement and Efficiency:

• Collaborate with management to identify opportunities for operational improvements and cost efficiencies.
• Provide recommendations for enhancing internal controls and operational effectiveness.

Audit Reporting and Documentation:

• Prepare clear and concise audit reports summarizing audit findings, recommendations, and management responses.
• Maintain accurate audit documentation and work papers in accordance with professional standards.

Team Leadership and Development:

• Lead audit engagements and provide guidance and mentorship to junior audit staff.
• Foster a culture of continuous improvement and knowledge sharing within the internal audit team.

QUALIFICATIONS:

• Bachelor’s degree in Accounting, Finance, Business Administration, or a related field. CPA, CIA, or other relevant certification preferred.
• Minimum of [number] years of progressive experience in internal auditing, preferably within the financial services or asset management industry.
• Strong understanding of audit methodologies and techniques, including risk assessment, control analysis, and audit testing.
• Knowledge of regulatory requirements and industry standards (e.g., SEC, FINRA, SOX).
• Excellent analytical skills with the ability to interpret complex information and data.
• Effective communication skills, both verbal and written, with the ability to present findings and recommendations to senior management.
• Detail-oriented and organized with strong project management skills.
• Ability to work independently and as part of a team in a fast-paced and dynamic environment.