1 VP of Compliance Job in Greenwich, CT
Atlantic Group is Hiring a VP of Compliance Near Greenwich, CT
Overview:
- Specialist asset manager focused on credit investments - AUM around $9B
- Approximately 75 employees - excellent culture and ability to grow with the firm
- Looking to hire the head of Public Funds compliance with pathway to CCO title
Responsibilities:
- Drive the regulatory compliance function for all matters relating to the registered and regulated investment vehicles managed by the firm (including closed-end funds, interval funds and business development companies), with a focus on the Investment Company Act of 1940
- Manage regulatory filings, including ad hoc filings and regular periodic SEC filings (such as Form 8-K and quarterly tender/repurchase offers)
- Coordinate corporate governance matters for the Regulated Funds, including preparing and reviewing materials for meetings of the boards of directors/trustees
Qualifications:
- 5th or 6th year big-law associate from Investment Management, Public Funds, Mutual Funds group
Comp: $300-400k total compensation
#37097
Job Summary
Full Time
$179k-241k (estimate)
07/08/2024
07/25/2024
PARIS, MO
100 - 200
2016
$10M - $50M
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The following is the career advancement route for VP of Compliance positions, which can be used as a reference in future career path planning. As a VP of Compliance, it can be promoted into senior positions as a Government Affairs Director that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary VP of Compliance. You can explore the career advancement for a VP of Compliance below and select your interested title to get hiring information.
