Location: Essex County, NJ

Compensation: $165k-$225k base bonus

Responsibilities:

• Facilitate the resolution of compliance deliverables.
• Handle compliance tasks as needed, including working with compliance team members in other functional areas.
• Provide oversight to firm’s ESG Compliance program, including reviewing ESG reports, marketing collateral, and related projects.
• Assist in fund expense allocation reviews and other expense-related projects as needed.
• Assist in developing, implementing, and maintaining the firm’s policies and procedures.
• Manage the implementation of compliance-related projects, identify areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of issues, and provide recommendations for avoiding similar issues in future.
• Work with the broader Core Compliance team to streamline workflow and make recommendations on ways to increase efficiency while maintaining internal controls. Actively seek tools and technology to improve current operations and processes.

Qualifications:

• Bachelor’s degree or higher, advanced degree a plus.
• Must have at least 8 years work experience in investment management, financial services, or industry-related compliance experience.
• Experience in private markets, alternative investments, real assets, and/or private funds.
• Working knowledge of Investment Company Act (preferably BDC regulations) and advisory functions is preferred, as is prior exposure to asset management compliance and its related rules and regulations.
• Excellent organizational, oral and written communication skills
• Ability to effectively drive solutions throughout the firm and present ideas in an effective, consensus driven manner. Escalate issues and advocate for solutions.
• Ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional business relationships throughout the firm.
• Ability to work effectively with outside parties at all organizational levels
• Detail oriented with the ability to assess and prioritize projects.