Job Description:

This individual will be responsible for reviewing the electronic communications of the firm’s employees to mitigate reputational and regulatory risk to the firm.

Responsibilities:

- Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential information

- Identify, document, and resolve potential regulatory or compliance issues

- Liaise with business management, compliance, and legal to assess risks and follow up on issues identified during review of communications

Qualifications:

- Bachelor’s Degree

- 1-4 years experience either in corporate and investment banking industry or legal industry

- Proficiency in Microsoft Office

- Excellent attention to detail

- Strong communication skills

- Sound judgment and ability to exercise discretion

Desired Skills

- Familiarity with corporate and investment banking industry

- Prior experience with email surveillance

- Prior paralegal or document review experience

- Graduate degree (e.g. JD) a plus