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Handle client concerns, calls, answer questions, handle problems regarding client accounts. Verify all information regarding the documentation of the account. Monitor schedule of receipt and delivery of securities and money transfer requests in client accounts. Track operational problems/inquiry. Maintain compliance with regulatory requirements and with policies and procedures. Complete sales order tickets and submit completed tickets. Inform clients of market fluctuation and confirm purchase of securities. Series 7 would be nice but not required
English, Spanish -
Schedule:
Language:
Full Time
$40k-51k (estimate)
06/10/2024
06/29/2024
brickellpersonnel.com
Miami, FL
<25
The following is the career advancement route for Registered Sales Assistant positions, which can be used as a reference in future career path planning. As a Registered Sales Assistant, it can be promoted into senior positions as a Sales Assistant II that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Registered Sales Assistant. You can explore the career advancement for a Registered Sales Assistant below and select your interested title to get hiring information.