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The Director of Compliance assists the Chief Compliance Officer with the day-to-day management of the Compliance Department. This position will play a key role in establishing the Department’s priorities and objectives and will maintain a leadership position within the group. This position will proactively review business activities to identify potential regulatory, compliance and reputational risks. This position will also provide regulatory and compliance advice to business and control units on an ongoing basis.
Primary Responsibilities:
Preferred Qualifications:
For New York City Applicants only: The expected annual base salary range for this position is $140,000 - $160,000. The selected candidate salary is based on numerous factors such as, but not limited to work experience, relevant education, qualifications, certifications, skill level, and geographic location. This is the current estimate of the base salary range intended for this role at the time of this posting. The base salary range may be modified in the future. This position is also eligible for an annual discretionary bonus.
Full Time
$155k-199k (estimate)
06/20/2024
07/20/2024
calamos.com
NAPERVILLE, IL
200 - 500
1977
STEVE CARTER
$200M - $500M
Calamos Investments is a diversified global investment firm offering innovative investment strategies including alternatives, multi-asset, convertible, fixed income, and equity. The firm offers strategies through separately managed portfolios, mutual funds, closed-end funds, private funds, and UCITS funds. Clients include major corporations, pension funds, endowments, foundations and individuals, as well as the financial advisors and consultants who serve them. Headquartered in the Chicago metropolitan area, the firm also has offices in New York, San Francisco, Milwaukee and the Miami area. Fo...r more information, please visit www.calamos.com. Important disclosures: http://bit.ly/39ExSuR
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