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Job Title: Regulatory Operations Associate (TEMP TO PERM)
Location: New York, NY, In Person
Firm Overview:
Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and corporate customers operating in the global financial and commercial real estate markets. Since 1945, we have successfully built a well-capitalized business across multiple business lines, with numerous market-leading financial services and commercial real estate businesses. We have been at the forefront of financial and technological innovation in our industries while developing new markets and providing superior service to thousands of customers globally. At Cantor, our employees are our greatest asset. We look for individuals who are driven, intellectually engaged, team oriented and have a real desire to make an impact.
Responsibilities:
The Securities Investigations and Regulatory Examinations Group (“SIRE”) at Cantor Fitzgerald & Co. (“CF&Co.”) is responsible for handling and submitting accurate, complete and timely responses to regulatory inquiries of CF&Co. and the Firm’s affiliates. The Firm is seeking a Regulatory Operations/Compliance Analyst or Associate to respond to Electronic Blue Sheet (“EBS”) requests and conduct analysis on trading activity contained in the reports.
Specific Functions:
Qualifications:
Educational Qualifications:
Salary: $100,000 - $140,000 The expected base salary for this position ranges from $100,000 to $140,000. The actual base salary will be determined on an individualized basis taking into account a wide range of factors including, but not limited to, relevant skills, experience, education, and, where applicable, licenses or certifications held. In addition to base salary and a competitive benefits package, this position may be eligible for additional types of compensation including discretionary bonuses and other short- and long-term incentives (e.g., deferred cash, equity, etc.).
Temporary
Securities
$86k-113k (estimate)
06/10/2024
06/29/2024
cantor.com
FRANKLIN D ROOSEVELT, NY
1,000 - 3,000
1945
SHAWN P MATTHEWS
$5M - $10M
Securities