West Creek 3 (12073), United States of America, Richmond, VirginiaAnti-Money Laundering (AML) Supervisor - Enhanced Due Diligence Team

The Anti-Money Laundering (AML) Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes.

The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis.

The AML Investigator II coaches their team and teaches others about AML processes through training and education.

Additional responsibilities will include :

• Operational Management & Training : Supervise daily workflow and operational metrics of AML Operations team.
• Daily supervision of a small central unit of Investigators.
• Assist with training in Regulatory Operations and in the business areas.
• Policy & Procedure Impact : Contribute to internal AML Operations projects related to the modification of policies / procedures.
• Assess new business acquisitions to determine what work should flow into AML Operations units.
• Quality Assurance : Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process.
• Escalation Handling : Handle escalated issues as appropriate for advanced investigation and analysis.
• Industry Knowledge : Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

Basic Qualifications :

• High School Diploma, GED or equivalent certification
• At least 2 years of AML (Anti-Money Laundering) experience within financial services

Preferred Qualifications :

• 4 years of AML (Anti-Money Laundering) experience within financial services
• 2 years of people management experience
• Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting.

Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

New York City (Hybrid On-Site) : $99,500 - $113,600 for AML Sr. Investigator II

Last updated : 2024-07-28