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At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
The Compliance Department coordinates Schwab’s compliance efforts, and performs an advisory, monitoring, testing, and education role to support management’s supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the Company.
We’re currently seeking a dynamic and experienced Senior Manager to join our Regulatory Inventory Management team. You’ll play a critical role in the company’s regulatory inventory management and compliance risk assessment processes. The Senior Manager is an individual contributor and will support the maintenance of a comprehensive regulatory inventory process and perform compliance risk assessment. The Senior Manager is expected to make recommendations to enhance and refine the regulatory inventory management and compliance risk assessment programs and will remain current on regulatory developments, enterprise-wide policies, and procedures, as well as develop and foster strong partnerships across Compliance, Legal, Corporate Risk Management, and with business partners.
Responsibilities include:
Required Qualifications:
Preferred Qualifications:
Full Time
Securities
$126k-166k (estimate)
06/22/2024
07/08/2024
aboutschwab.com
SAN FRANCISCO, CA
15,000 - 50,000
1986
WALTER W BETTINGER II
$10B - $50B
Securities