88 Compliance Analyst Jobs in New York, NY
CIFC Asset Management is Hiring a Compliance Analyst Near New York, NY
CIFC OVERVIEW
Founded in 2005, CIFC Asset Management LLC (including its affiliates, “CIFC”) is a global credit manager focused across multiple disciplines – CLOs, structured credit, corporate credit, opportunistic credit and direct lending. Serving institutional investors globally, CIFC is a SEC-registered investment manager with approximately $42 billion in assets under management as of May 31, 2024. For more information, please visit CIFC’s website at www.cifc.com.
CIFC has over 200 employees and its legal and compliance team is based in New York and London.
POSITION OVERVIEW
CIFC’s Legal and Compliance team is seeking a junior professional to collaborate closely with the Chief Compliance Officer to provide generalist compliance support. This position presents an opportunity to work in an extremely fast-paced environment on a broad range of matters pertinent to the firm’s regulatory compliance program. This position reports directly to the Chief Compliance Officer, who prioritizes learning, professional development and visibility within the firm.
KEY RESPONSIBILITIES
- Handle incoming KYC requests from trading counterparties and service providers
- Support the implementation of various policies and procedures related to private information (i.e., updating databases and monitoring expert network calls)
- Assist with oversight of the firm’s code of ethics (i.e., personal trading, and gifts & entertainment)
- Assist with regulatory filings
- Provide support with compliance testing/monitoring
- Assist with ad hoc projects
SKILLS, EXPERIENCE & ATTRIBUTES REQUIRED
- Undergraduate degree with an excellent academic record
- Demonstrated interest in compliance or the broader financial services industry is a plus
- Excellent written and verbal communication skills
- Mature, confident and polished individual with strong interpersonal skills
- Ability to work diligently, multi-task and prioritize appropriately in an environment of short deadlines with expectations of accuracy and efficiency
- Detail-oriented, organized, and proactive with strong follow-up
- Comfortable working in a fast-paced environment with constantly shifting priorities
- Self-starter who is able to work independently and as part of a collaborative team
- Ability to master new tasks quickly
- Intellectual curiosity and a willingness to learn
Compensation: $75,000 - $85,000/year total
Job Summary
Full Time
$120k-154k (estimate)
06/23/2024
07/11/2024
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The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.
If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Compliance Analyst job description and responsibilities
Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.
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They can audit members of professional organizations to determine whether they meet the standards set by the organization.
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Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.
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Help companies remain compliant with regulations, thus preparing them for audits.
03/13/2022: Columbus, OH
The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.
02/27/2022: Casper, WY
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Compliance Analyst jobs
Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.
12/30/2021: Billings, MT
Smaller organizations still focus on having a single compliance specialist rather than a complete department.
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Sometimes, the compliance analyst works along with the compliance head and other compliance officers.
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Ability to accurately complete applications for compliance certification.
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Get Certifications and Continue Learning.
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Step 3: View the best colleges and universities for Compliance Analyst.
