97 Compliance Officer Jobs in New York, NY
Sorry! This job is no longer available. Please explore similar jobs listed on the left.
Coda Search│Staffing is Hiring a Compliance Officer Near New York, NY
Our client is a leading investment bank based in NYC. They're looking to add a talented Branch Inspector to their Growing Compliance Testing & Monitoring team.
RESPONSIBILITIES:
- Conduct branch inspections in accordance with FINRA regulations
- Own full lifecycle of branch inspections to final issuance
- Create reports for senior leadership
- Liaise with the Compliance Testing Team on special projects
QUALIFICATIONS:
- 3 years of experience
- Bachelors degree or higher
- Strong broker/dealer knowledge
- Excellent written/oral communications
Job Summary
Full Time
$80k-112k (estimate)
08/02/2024
08/31/2024
The job skills required for Compliance Officer include Leadership, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Officer. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Officer. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Officer positions, which can be used as a reference in future career path planning. As a Compliance Officer, it can be promoted into senior positions as a Compliance Manager, Senior that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Officer. You can explore the career advancement for a Compliance Officer below and select your interested title to get hiring information.
Similar Jobs
Popular Articles
