184 Senior Compliance Analyst Jobs in Austin, TX
Sorry! This job is no longer available. Please explore similar jobs listed on the left.
Continental General is Hiring a Senior Compliance Analyst Near Austin, TX
About Continental GeneralThe Continental General family of companies has provided insurance, including life and long-term care policies, to individuals and groups for over 30 years, and currently supports over 100,000 policyholders. Both our insurance company, Continental General Insurance Company, and our third-party administrator, Continental General Services, are committed to the continuous development of our infrastructure, processes, and people. The group is actively growing through expansion of both its insurance portfolio and its administrative services. With each opportunity, we take a collaborative approach to address challenges and provide unique solutions.
- Administers Compliance programs and ensures compliance with the laws, regulations and rules of federal, state, and self-regulatory organizations.
- Prepares and files regulatory and compliance documents and / or reports.
- Handles interactions pertaining to approvals.
- Analyzes and responds to objections and inquiries from authorities.
- Creates forms and reports to comply with new or existing regulatory requirements. Prepares memorandums regarding the use of forms.
- Responsible for administering compliance training and industry education programs.
- Responsible for reporting and /or investigating any non-compliance or suspected fraudulent acts.
- Drafts and delivers complaint responses.
- Administers privacy, Anti-Money Laundering (AML), and other guidelines.
- Receives, analyzes, interprets and responds to regulatory matters and / or inquiries from the various state departments of insurance, federal agencies, self-regulatory organizations, industry associations and / or internal and external customers. Refers more complex matters to appropriate staff, as needed.
- Coordinates, administers, reports on and develops audit / review processes.
- Maintains and retrieves material from departmental databases and files.
- Performs research.
- Reviews policy administration issues, which may include powers of attorney, trusts and / or conservatorships.
- Evaluates, interprets, and communicates new or revised statutes / regulations / rules to effectively implement new requirements according to changes and updates in laws, rules and regulations.
- Assists with researching, documenting, and communicating complex issues. May develop action plans and assist with coordinating implementation.
- May review proposed advertising and marketing materials for compliance with State Advertising rules, regulations, product features and / or contract language.
- Drafts product disclosures.
- Develops and maintains product audit / issues instructions for new product implementation.
- May provide back-up coverage for other compliance areas.
- Maintains strong relationships within state insurance departments and / or other regulatory authorities. Acts as a liaison between the organization, specific departments / business units, third party vendors/administrators and regulatory authorities.
- Demonstrates advanced knowledge of the organization, regulatory agencies and current trends in ensuring compliance.
- May provide guidance and assistance to less experienced positions.
Note: Applicants must be authorized to work for a U.S. employer without sponsorship. We are unable to sponsor or take over sponsorship of an Employment Visa at this time or at any time in the future.Education: Associate’s Degree or equivalent. Bachelor's Degree preferred.
Field of Study: Business, Liberal Arts, or related discipline
Experience: 3 to 5 years of insurance / securities related experience. Continuing progress toward and/or the completion of an Associate Insurance Regulatory Compliance (AIRC) designation
Job Summary
Full Time
Insurance
$85k-108k (estimate)
07/31/2024
08/28/2024
cgic.com
Austin, TX
50 - 100
Insurance
Related Companies
The job skills required for Senior Compliance Analyst include AML, Anti Money Laundering, etc. Having related job skills and expertise will give you an advantage when applying to be a Senior Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Senior Compliance Analyst. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Senior Compliance Analyst positions, which can be used as a reference in future career path planning. As a Senior Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Analyst. You can explore the career advancement for a Senior Compliance Analyst below and select your interested title to get hiring information.
Similar Jobs
Popular Articles
