8 Senior Specialist, Buy In Operations Jobs in Charlotte, NC
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Senior Specialist, Buy In Operations
$89k-126k (estimate)
Full Time
6 Days Ago
Cutting Edge Search is Hiring a Senior Specialist, Buy In Operations Near Charlotte, NC
Responsibilities
- Oversee regulatory buy-in processes and take appropriate actions in accordance with 204, Reg-T, and MSRB regulations.
- Utilise buy-in procedures to minimise fail obligations and mitigate firm risks, including segregation deficits.
- Monitor Continuous Net Settlement (CNS) obligations and liabilities, collaborating with Securities Lending to address short positions and fails to receive.
- Track buy-in notices from counterparties via the Smart/TRACK system.
- Work with counterparties to resolve open buy-in obligations.
- Provide support for international buy-in obligations.
- Maintain company policies and procedures related to street buy-in practices.
- Manage various operational tasks, including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, and resolving confirmation and ISDA-related issues.
- Lead or participate in moderately complex initiatives and deliverables.
- Contribute to large-scale planning for process, procedure, and efficiency improvements, aligning with internal and industry-related initiatives.
- Identify and recommend opportunities for process improvement and risk control.
- Minimum of 4 years of Institutional Investment Operations experience or equivalent, demonstrated through work experience, training, military service, or education.
- Bachelor's degree in Finance or a related field.
- At least 3 years of experience in the securities industry, focusing on buy-in and international trade settlement.
- Strong attention to detail and effective organisational skills.
- Proficiency in Microsoft Excel for analytical purposes (e.g., pivot tables, VLOOKUPs, SUMIFS, etc.).
- Basic knowledge of Microsoft PowerPoint for supporting group presentations to senior management.
- Strong written and verbal communication skills.
- Expert knowledge of the DTCC Smart/TRACK system, OW, Settlement Web, and FINRA.
- In-depth knowledge of buy-in rules for domestic markets, including DTC, Fed, and physical clearance.
- Working knowledge of buy-in rules for international markets, including Euroclear, Clearstream, Crest, and various local markets.
- Familiarity with Broadridge systems, including GLOSS, Impact, and BPS.
- Understanding of Prime Broker operations.
Job Summary
JOB TYPE
Full Time
SALARY
$89k-126k (estimate)
POST DATE
06/23/2024
EXPIRATION DATE
12/18/2024
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