2 Client Assoicate Jobs in Bozeman, MT
D.A. Davidson Companies is Hiring a Client Assoicate Near Bozeman, MT
We are currently seeking an especially sharp, motivated and detail focused Client Associate to support a team of advisors and their clients. This is an outstanding career opportunity in the Financial Services Industry. This team-critical role requires outstanding attention to detail, the ability to balance multiple requests, exemplary client service skills, and a high level of integrity and confidentiality with respect to client, FA, branch and company information. This is a full-time position with benefits including healthcare and 401(K). Pay is competitive and DOE.
Experience And SkillsPrimary Qualifications:
- Will be required to successfully complete the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]).
- Previous customer service experience required.
- High School diploma, GED or comparable work experience required. Post-Secondary education preferred.
- Solid technology skills (Microsoft Word, Excel and Outlook).
- Excellent communication (written and verbal), problem solving and client service skills.
- Strong attention to detail and accuracy including the ability to perform semi-advanced math.
- Ability to handle multiple demands and contending priorities in a deadline-oriented environment.
- Ability to maintain regular, predictable attendance and to work overtime as needed.
- Desire to work in a team setting.
- Provide especially professional and courteous customer service supporting client satisfaction.
- Adherence to all Branch, Firm and Compliance policies, procedures, rules and regulations.
- Review, maintain and process account documents and information - Inform FA of relevant information and activities related to client accounts and transactions.
- May assist FA with comprehensive financial plans for current and prospective clients.
- Assist FA in developing and implementing periodic client mailings, communications and events.
- Facilitate the transfer of client funds and/or securities and the issuance of checks upon request.
- Provide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager.
- Act as first line of contact for all incoming client communication.
- Compose letters and memoranda in accordance with established policies and procedures.
- Provide backup for other team members in the branch, including front desk coverage.
- Other projects and duties as assigned!
- Medical, Dental and Vision
- Company 401(k)and ESOP contribution
- Generous sick, vacation, and maternity/parental leave
- Paid holidays
- Professional Development Opportunities
- Tuition Reimbursement ($15,000 lifetime cap)
- Discounted personal insurance including home, auto and recreational vehicles
- Charitable gift-matching program
- Davidson Day of Giving - Our tradition of positively impacting communities in which we live and work.
Job Summary
Full Time
$34k-43k (estimate)
06/17/2024
07/14/2024
dadavidson.com
BOGOTA, NJ
25 - 50
1935
NICOLE DAVIDSON
$5M - $10M
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About D.A. Davidson Companies
At D.A. Davidson Companies, we identify and evaluate market trends, investment ideas and business opportunities, and turn them into actionable insights and strategies. Founded in 1935 as a small brokerage firm, D.A. Davidson has grown into a diversified financial services company comprised of seven distinct business units across the U.S. Through the years, our most important service has remained consistent: a personalized approach that reflects the individuality of each of our clients. As part of an employee-owned company, each of our associates has a unique perspective of success. We believe ...in doing what is right for our clients and are empowered to deliver high-impact solutions. We are with our clients every step of the wayleveraging our nationally-recognized research, capital markets and investment banking expertise, and a robust network of financial advisors. Clients not only benefit from our expansive platform of solutions and services, but also from strong values rooted in tradition and a deep sense of responsibility to our communities. Business units include: Wealth Management Trust Services Investment Management Equity Capital Markets Investment Banking Fixed Income Capital Markets Municipal Investment Management
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