7 Audit Project Manager I or II - Regulatory Reporting Jobs in Raleigh, NC
First Citizens Bank is Hiring an Audit Project Manager I or II - Regulatory Reporting Near Raleigh, NC
This is a remote role that may be hired in several markets across the United States.
This position is responsible for leading audit projects on the Bank's internal operations. Determines appropriate project scope by assessing significant risks and controls. Documents and evaluates internal controls, ensures compliance with regulatory requirements including Sarbanes-Oxley, and identifies business risks. Reviews financial transactions or reports for accuracy. Develops advanced procedures that improve process efficiency and mitigate risk. Supervises audit activities, providing expertise through knowledge in area of work, and supports external audit efforts as needed.
Responsibilities
- Project Management - Assigns, supervises, and reviews audit projects. Provides feedback, direction, and professional development to assisting auditors. Conducts special projects and facilitates external audits.
- Process Improvements - Creates reports and other documentation to communicate findings. Designs audit procedures, techniques, and sample approach to validate testing methods. Communicates effectively with both internal and external parties, acting as a resource on audit procedures.
- Audit - Develops and executes audit procedures, performs complex analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.
- Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.
- Risk Assessment - Evaluates risk within the internal audit control system. Develops process improvements to avoid financial losses. Creates action plans to address unmitigated exposures.
Qualifications
- Bachelor's Degree and 4 years of experience in Public accounting or Bank internal auditing OR High School Diploma or GED and 8 years of experience in Public accounting or Bank internal auditing.
- License or Certification Type: Designation as a Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or Certified Public Accountant (CPA) highly preferred
- Additional Skills:
- Knowledge of standard regulatory filings, including the FFIEC 031 and FRY9C, including the ability to interpret regulatory reporting instructions and guidance.
- Audit Project experience with all phases of the audit lifecycle.
- Strong analytical skills, with the ability to manage multiple priorities and tasks.
- Audit or regulatory reporting experience at a Large Financial Institution.
- Ability to effectively communicate with internal and external parties, including leading key meetings with the business
- Knowledge of internal and external laws, policies, and procedures regulating Internal Audit actions, Knowledge of Generally Accepted Accounting Principles (GAAP), SEC Rules, and SOX Act
First Citizens benefits programs are designed to meet our associates where they are in life. Full-time associates (20 hours) are offered a comprehensive benefits program, with customized offerings, including those designed to support families, however defined. More information regarding our benefits offerings can be found here: https://jobs.firstcitizens.com/benefits
Job Summary
Full Time
$70k-86k (estimate)
06/25/2024
07/14/2024
firstcitizens.com
MILWAUKEE, WI
3,000 - 7,500
1898
RALPH GARCIA
$1B - $3B
Banking
Related Companies
About First Citizens Bank
For more than 100 years, Raleigh, N.C. -headquartered First Citizens Bank has helped customers do more with the money they earn, save and invest. Along the way, weve built our company on such timeless values as integrity, hard work and taking the long-term view. In 1898, First Citizens began as the Bank of Smithfield in Johnston County, N.C. From a single office, First Citizens has grown to more than 550 branches in 19 states. First Citizens today is a full-service banking institution with more than 6,500 employees. Our parent company, First Citizens BancShares, Inc. (NASDAQ: FCNCA), has more ...than $35 billion in assets. First Citizens is now the countrys largest family-controlled bank, with a record of stable leadership few institutions can rival. First Citizens offers: Traditional banking services. Essential business and professional services. Wealth management capabilities. Hundreds of branches and ATMs, a full-service telephone bank and sophisticated online and mobile banking offerings. For over 120 years, customers have trusted First Citizens with their money and their futures. And thats a trust weve always taken seriously. For every First Citizens customer, now and in the future, we make a simple promise: We will always live and work by the values that have distinguished First Citizens since the day we opened our doors. Forever First is our commitment to the people, businesses and communities who rely on us to be the best bank we can be. As we say, Money isnt everything. But so much depends on what you do with your money. First Citizens Bank. Forever First. Visit firstcitizens.com or call toll-free 1.888.FC DIRECT (1.888.323.4732). Equal Housing Lender Member FDIC
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