7 Associate Principal, Business & Risk Auditor - Hybrid - Remote | WFH Jobs in Chicago, IL
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Associate Principal, Business & Risk Auditor - Hybrid - Remote | WFH
$74k-91k (estimate)
Full Time
3 Weeks Ago
Get It Recruit - Finance is Hiring a Remote Associate Principal, Business & Risk Auditor - Hybrid - Remote | WFH
About Us:We are a leading organization in the financial industry, committed to ensuring the integrity and security of equity derivatives transactions worldwide. Our services include central counterparty clearing and settlement for various financial instruments. With a focus on innovation and reliability, we serve a broad network of clearing members and exchanges, fostering stability and trust in the market.
What We Offer:Join our team and become part of a dynamic work environment that values collaboration and employee well-being. Here are some of the benefits we offer:
What You'll Do:As an Operational Risk Auditor, you'll play a key role in assessing our organization's financial and operational processes, ensuring the effectiveness of risk management practices. Your responsibilities will include:
Delivery:
Qualifications:
Equal Opportunity Employer:We are committed to creating a diverse and inclusive workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, age, disability, or veteran status.
Thank you for considering a career with us!
Employment Type: Full-Time
What We Offer:Join our team and become part of a dynamic work environment that values collaboration and employee well-being. Here are some of the benefits we offer:
- Hybrid Work Environment: Enjoy the flexibility of working both remotely and in-office, with up to 2 days per week of remote work.
- Continued Education Support: Take advantage of tuition reimbursement and student loan repayment assistance to further your professional development.
- Technology Stipend: Receive support for your remote work setup, allowing you to use the device of your choice to connect to our network.
- Generous Benefits: Benefit from competitive health coverage, including medical, dental, and vision, as well as generous PTO and parental leave.
What You'll Do:As an Operational Risk Auditor, you'll play a key role in assessing our organization's financial and operational processes, ensuring the effectiveness of risk management practices. Your responsibilities will include:
- Collaborating with the team to conduct audits in alignment with the annual audit plan.
- Providing professional and constructive feedback to auditees, maintaining a positive engagement experience.
- Taking ownership of audit quality and accuracy, delivering results in a timely manner.
- Proactively identifying regulatory, operational, and strategic risks and recommending actionable solutions.
- Leading audits related to organizational changes, ensuring alignment with business objectives.
Delivery:
- Assist in delivering assigned audits, ensuring professionalism and efficiency throughout the process.
- Take ownership of audit quality, accuracy, and timely delivery.
- Identify and address regulatory, operational, and strategic risks, collaborating with the engagement team.
- Maintain an understanding of industry standards and best practices, educating team members as necessary.
- Apply professional principles and standards to evaluate risk management processes and controls.
- Stay updated on emerging risks and industry best practices, making recommendations for improvements.
- Foster effective relationships with business groups and leadership, serving as a trusted partner.
- Support management in driving organizational change initiatives.
Qualifications:
- Excellent communication skills, both verbal and written.
- Strong problem-solving and analytical abilities.
- Demonstrated capability in gathering, analyzing, and presenting information.
- Ability to work independently and prioritize multiple assignments effectively.
- Previous experience in a fast-paced environment.
- Familiarity with audit principles and practices, preferably in a financial services context.
- Consulting or accounting firm experience is desirable.
- Knowledge of regulatory organizations such as SEC, CFTC, FINRA, or Federal Reserve is a plus.
- Proficiency in Microsoft Office applications is required.
- Experience with audit or Governance Risk and Compliance (GRC) software, such as Archer, is preferred.
- Bachelor's degree in Accounting, Finance, Business Administration, or a related field.
- Minimum of 5 years of experience in risk-based operational and compliance audits, business process reviews, or internal audits.
- Preferred certifications include CFSA, CRMA, CIA, or CPA.
Equal Opportunity Employer:We are committed to creating a diverse and inclusive workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, age, disability, or veteran status.
Thank you for considering a career with us!
Employment Type: Full-Time
Job Summary
JOB TYPE
Full Time
SALARY
$74k-91k (estimate)
POST DATE
05/31/2024
EXPIRATION DATE
07/18/2024
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