Summary:

Reporting to CACIB US Compliance’s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.

Key Responsibilities:

General

• Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance
• US Compliance Management Committee
• US Complex Transaction Committee
• US New Activity Product Committee
• US Disciplinary Committee
• Americas Data Protection Council
• Other as needed
• Consolidate CPL opinion on the New Activity Product (NAP)
• Maintain & update on a periodical basis following governance documents
• Compliance US framework document
• Compliance US owned charters
• Compliance US Controls Inventory
• Compliance US owned Policies & Procedures inventory
• Compliance US organization chart
• Perform follow-up actions plans related to:
• CACIB US Compliance Committees
• NAP
• Perform Compliance controls as defined by Head Office and/or locally

Other

• Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)
• Any other assignment defined as a priority by CACIB Compliance Management

Qualifications/Education Required:

• College Degree

Experience Required:

• 1-5 years

Competencies Required:

• Analytical skills
• Knowledge on Compliance division mission statement and bank regulatory framework is a plus

Skills & Knowledge Requirements:

• Use of Word & Powerpoint
• Data aggregation tools, data visualization tools (PowerBI)
• Highly organized
• Written skills
• Project management skills
• Communication skills