19 Compliance Analyst Jobs in Austin, TX
Intelliswift Software Inc is Hiring a Compliance Analyst Near Austin, TX
Location: Austin, TX (Hybrid)
Duration: 8 months
Contract Type: W2 only
Pay Rate Range: $38.00 - $42.25/Hour
The QA Specialist assists the QA Manager in reviewing investigations related to suspected money laundering, terrorism finance, or other related financial crimes, and filing suspicious activity reports as appropriate.
As a secondary responsibility, perform in-depth Anti-Money Laundering (AML) Enhanced Due Diligence (EDD) escalation reviews to assess the risk to client and their brand.
Key Responsibilities
- Navigating through complex data, including internal and external research, in order to provide critical information in a well-documented research file that may lead to the filing of suspicious activity reports (SARs) as required by law.
- Reviewing SAR and No SAR submissions by FIU Investigators for validity, accuracy, and adherence with FIU Procedures including filing SARs directly with the Financial Crimes Enforcement Network (FinCEN) and/or additional global regulatory bodies.
- Identifying, developing, and applying AML typologies, analytics, and investigative techniques in order to enhance the FIU’s investigations team and processes.
- Presenting results from QA and intelligence gathering reports, as appropriate, to the QA Manager and FIU senior management.
- Perform and support the reviews of PEP escalations, Special Interest Persons (SIP) escalation, Registration model alerts, and Periodic EDD Reviews.
- Knowledge and experience with BSA laws, regulations and related compliance requirements (including reporting and record retention requirements), international AML/CFT standards such as those promulgated by the Financial Action Task Force, OFAC compliance, and understanding of how changes in those regulations or compliance requirements affect FIU management and the client.
- Four (4) years of experience in the investigation and research of money laundering and/or terrorist financing in a BSA/AML compliance, federal law enforcement, or regulator environment.
- One (1) year of experience as QA review experience.
- Ability to assist in the scoping and building of tools, and or case management system needs to conduct analysis, investigations, and created related analytics.
- Ability to build and maintain relationships with senior AML, FIU and compliance management, senior law enforcement officials, and FIU counterparts at client and in similar regulated entities.
- Working knowledge of the risk indicator trends in money laundering, terrorist financing or other related financial crime and the ability to position our processes to ensure we are able to mitigate those risks at the client.
- Analytical, investigative research and documentation skills.
- Advanced Microsoft Office skills (Excel, Word, PowerPoint & Access) including the use of pivot tables.
- Tableau Experience preferred.
- Microsoft Visio or (Mac) omniGraffle Experience required.
- Anti-Money Laundering Specialist, Financial Crimes Specialist, Certified Fraud Examiner, or related professional certification preferred.
Job Summary
Contractor
Investment Management
$85k-107k (estimate)
06/04/2024
07/01/2024
intellswift.com
FREMONT, CA
25 - 50
2001
Private
LADDI S JHUTY
<$5M
Investment Management
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About Intelliswift Software Inc
Intelliswift Software provides enterprise application, collaboration, mobility and cloud computing solutions.
The job skills required for Compliance Analyst include Analysis, AML, Microsoft Office, Compliance Management, PowerPoint, Due Diligence, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.
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