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The Company
InvestX was launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a leading cross-border pre-IPO investor offering access to private equity deals that, for many decades, were exclusive to a limited investing population. With over US$500 million in investments and 80 portfolio companies, we work with leading North American registered firms to offer accredited investors private equity investment opportunities in companies including Airbnb, SoFi, Spotify, DocuSign, Patreon, and many more. We have successfully launched multiple SPVs (Special Purpose Vehicles) and diversified funds and are currently investing in our fourth fund.
InvestX is backed by leading financial institutions Jefferies, Virtu Financial, and Canaccord Genuity and has been featured in CNBC, Forbes, Bloomberg, U.S. News, Business Insider, Reuters, The Globe and Mail, and many other publications.
About the Role
We’re looking for a Senior Compliance Officer to take the lead in compliance functions of our affiliated Canadian registered Exempt Market Dealer (EMD), Investment Fund Manager (IFM) and Portfolio Manager (PM). The Senior Compliance Officer is an integral part of the Legal and Compliance Team and will report directly to the Chief Financial Officer and dotted line to the Chief Compliance Officer. This individual will oversee and administer compliance activities for the registered entity in coordination with the corporate compliance frameworks.
Location: Toronto, ON; and Vancouver, BC (hybrid)
Responsibilities
Qualifications
Salary & Benefits
If this opportunity sounds like it is a good match with your skills, background and career direction, please apply through our Careers Page (https://www.investx.com/careers/) with your cover letter and resume.
Full Time
$162k-316k (estimate)
06/21/2024
08/19/2024
The job skills required for Senior Compliance Officer include Regulatory Compliance, PowerPoint, Verbal Communication, etc. Having related job skills and expertise will give you an advantage when applying to be a Senior Compliance Officer. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Senior Compliance Officer. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Senior Compliance Officer positions, which can be used as a reference in future career path planning. As a Senior Compliance Officer, it can be promoted into senior positions as a Government Compliance Manager that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Officer. You can explore the career advancement for a Senior Compliance Officer below and select your interested title to get hiring information.