Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Commercial and Investment Bank and Securities - Vice President, in the Securities Regulatory Engagement team, you will be a key member of the Commercial and Investment Banking team within Commercial and Investment Banking and Securities Regulatory Engagement, responsible for collaborating with senior leaders across the Commercial and Investment Banking and related control management and corporate functions to provide strategic advice and manage regulatory examinations and other regulatory engagements conducted by the FRB, OCC, FDIC and other banking regulators. Coverage areas include, but are not limited to: Markets, Payments, Securities Services, and Global Banking.

The Commercial and Investment Bank and Securities Regulatory Engagement team is a centralized resource within Risk Management and Compliance that manages regulatory exams and ongoing monitoring activities. 

Working directly with regulators and internal stakeholders, you will lead and coordinate the firm’s responses to exams; field, direct, and respond to ad hoc regulatory inquiries; chair regulatory meetings; and develop reports for senior management. You will gain exposure to a broad range of regulatory issues and topics as they affect various stakeholders, and will be responsible for the execution of the overall strategy for regulatory engagements. In this role, you will maintain a high degree of visibility within the organization, through regular interactions with senior business and functional leaders.

Job Responsibilities:

• Advise, influence, and challenge the accountable LOB or Function lead and other exam partners in preparation for, and engagement in, regulatory engagements.
• Lead regulatory examinations through the exam lifecycle, as well as ongoing monitoring engagements.
• Escalate issues that arise in the course of engagements promptly and effectively.
• Establish and maintain strong working relationships between the regulators and the Firm.
• Partner across lines of business and functions within JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries.
• Provide reporting to senior stakeholders highlighting activity on, and focus areas of, regulatory engagements.
• Maintain thorough and accurate records of exams in progress, recurring meetings, and MIS reporting provided to regulators.
• Oversee and coordinate content of presentation materials for regulatory engagements.

Required qualifications, capabilities and skills:

• 7 years of relevant experience, including experience at a large financial institution or regulator, consulting or legal firm
• Background or experience in risk management
• A strong track record of managing relationships at a senior level
• Superior communication skills, including active listening and the ability to capture and deliver key takeaways from engagements in writing
• Knowledge of and experience with regulators’ exam processes and regulatory matters
• Ability to perform under pressure and to manage competing priorities under tight deadlines
• Attention to detail and commitment to doing quality work in a comprehensive manner
• Strong Microsoft PowerPoint, Word, and Excel skills