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1 CORP_Compliance-Risk Managemnt Sr. Assoc. Job in Wilmington, DE

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JPMorgan Chase
Wilmington, DE | Full Time
$84k-107k (estimate)
2 Weeks Ago
CORP_Compliance-Risk Managemnt Sr. Assoc.
JPMorgan Chase Wilmington, DE
$84k-107k (estimate)
Full Time | Banking 2 Weeks Ago
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JPMorgan Chase is Hiring a CORP_Compliance-Risk Managemnt Sr. Assoc. Near Wilmington, DE

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real- world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in- class.

As a Compliance Risk Management Senior Associate in Compliance, Conduct and Operational Risk, you will join a team of compliance and risk professionals from a diverse range of backgrounds and experience who collectively ensure that the Firm’s Compliance, Conduct & Operational Risk (CCOR) Framework is implemented and functions effectively within Acquisitions and Strategic Investment organization.

In this role, you will support activities performed within CCOR as an independent second line of defense and challenge function, interacting closely with the Acquisition and Strategic Investment organization and global/regional and functional CCOR teams in addition to key stakeholders, including Legal, Internal Audit, Finance & Business Management and other Control functions. To be successful in this role, you will require the necessary knowledge and experience in Acquisitions and Financial Investments as well as familiarity with compliance, operational risk management and regulatory management.

Job Responsibilities 

  • Understand the key processes and controls performed by Acquisitions, Strategic Investments, and Control Management.
  • Support Compliance and Operational Risk Management oversight and independent challenge of changes to Acquisitions and Strategic Investments Business processes, risks and controls that result from industry, regulatory and/or business decisions and strategic initiatives.
  • Perform independent assessment of Compliance, Conduct and Operational risks leveraging CCOR framework (e.g., Process Deep dives, Monitoring Activities on KPIs / KRIs, Operational Risk Summaries, and Compliance Risk Assessments).
  • Assist in researching Policies and Standards to provide guidance to the business on Compliance related inquiries.
  • Provide various reporting, including analyzing the reporting for trends, outliers and potential areas to provide proactive risk management and credible challenge. 
  • Calibrate viewpoints and present findings of the reviews performed to various stakeholders. 
  • Collaborate with colleagues in the support and management of various initiatives across the Functions.
  • Identify and support initiatives for improving efficiencies in processes and technology usage.

Required qualifications, capabilities, and skills 

  • Minimum 2 years of experience in a control function (such as Legal, Compliance, Risk, or Control Management, Mergers and Acquisitions, Private Investments).
  • Understanding of the bank regulatory requirements related to investment activity such as: - Merchant Banking, Controlling Influence and other applicable bank regulatory requirements related to investment activity supervised by the Federal Reserve and OCC; and Compliance requirements related to the Investment Advisers Act of 1940 and related matters. 
  • Excellent written and interpersonal and communication skills; must have ability to adjust communication style for a variety of situations and be able to defend your stance, as needed.
  • The candidate must be able to work in a fast paced environment, make decisions based on sound judgment and have results – oriented mindset with attention to detail.
  • High proficiency in Microsoft Office Suite.

Preferred qualifications, capabilities, and skills 

  • Strong sense of accountability and ownership of responsibilities; diligent, and self-motivated.
  • Intellectually curious, and comfortable challenging current practices.
  • Ability to build and maintain relationships at all levels within the coverage area and associated control functions.

Job Summary

JOB TYPE

Full Time

INDUSTRY

Banking

SALARY

$84k-107k (estimate)

POST DATE

08/23/2024

EXPIRATION DATE

10/22/2024

WEBSITE

jpmorganchase.com

HEADQUARTERS

MCKINNEY, TX

SIZE

>50,000

FOUNDED

1968

REVENUE

>$50B

INDUSTRY

Banking

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About JPMorgan Chase

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world. Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries. Whether we are serving customers, helping small businesses, or putting our skills to work with partners, we strive to identify issues and propose solutions that will propel the future and strengthen both our clients and our communities. 2017 JPMorgan Chase & Co. JPMorgan Chase is an equal opportunity and... affirmative action employer Disability/Veteran. More
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