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Compliance Officer
$100k-126k (estimate)
Full Time 5 Months Ago
Save

Kohlberg Kravis Roberts & Co. is Hiring a Compliance Officer Near New York, NY

COMPANY OVERVIEW

KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of The Global Atlantic Financial Group.

RESPONSIBILITIES

  • Providing real time advice to KKR’s global private markets businesses and investment professionals on daily investing and other business activities, including the application of KKR policy and best practice guidelines in consultation with KKR’s broader Compliance team
  • Establishing and/or enhancing internal compliance desktop procedures and policies to demonstrate infrastructure of controls, appropriate oversight and practical application
  • Monitoring compliance with regulatory guidance for all aspects of the KKR’s private markets investing business, including assisting with transactional due diligence and managing anti-bribery, anti-corruption and anti-money laundering processes for fund transactions, trading (including best execution), investor reporting, and regulatory filings
  • Ensuring compliance with investment allocations policies and procedures, including SEC exemptive relief for co-investing for certain real estate products
  • Supporting integration of new private markets business strategies into KKR’s existing Compliance and operational infrastructure
  • Exercising oversight of KKR’s expert network policies and procedures
  • Supporting various other aspect of the KKR Private Market investment compliance program
  • Assisting in preparing responses to regulatory inquiries as necessary.
  • Coordinating with colleagues in Legal/Compliance and other control groups on initiatives including surveillance, risks assessments, testing and audits.
  • Maintenance of accurate records and details required to prepare management and other reporting.
  • Preparing and delivering relevant trainings to business partners

QUALIFICATIONS

  • Two to five years of experience in investment management compliance. At least one year of experience with real estate investing strategies, finance, and compliance is preferred
  • Familiar with and ready to make contributions to policy and procedure drafting, training business partners, regulatory filings and change management, and testing and risk assessments.
  • Undergraduate degree with strong academic credentials and a minimum of two years of relevant work experience in an investment management firm.
  • Demonstrated experience in real estate compliance matters in the investment management context.
  • Subject matter expertise and/or substantial familiarity with relevant compliance topics.
  • A strong stakeholder-focused orientation with the drive and enthusiasm required to achieve results and assume stakeholder satisfaction.
  • Excellent interpersonal skills and the ability to build strong professional relationships at all levels, with both internal and external parties.
  • Maturity, presence, sound judgment, and ability to form and express opinions effectively to cross-divisional teams including senior management.
  • Proficiency in PowerPoint, Microsoft Word, Excel, and other data analytics tools.
  • Self-starter with strong presentation, verbal and written communication skills.
  • Ability to independently manage multiple projects in a collaborative manner with multiple stakeholders through to completion in a dynamic and changing environment.
  • Accountable, with a strong sense of professionalism and integrity.
  • Highly organized, efficient and able to work to tight deadlines in a high-pressure environment.

#LI-Onsite

This is the expected annual base salary range for this New York-based position. Actual salaries may vary based on factors, such as skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.

Base Salary Range

$115,000—$145,000 USD

KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.

Job Summary

JOB TYPE

Full Time

SALARY

$100k-126k (estimate)

POST DATE

01/29/2024

EXPIRATION DATE

07/18/2024

WEBSITE

kkrfinancial.com

HEADQUARTERS

San Francisco, CA

SIZE

<25

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