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Position: Sr. Compliance Manager
Department: Compliance
Report to: Chief Compliance Officer
Company Summary:
Boston Partners is a global investment advisor with $103 billion in AUM and 175 employees. The firm was founded in 1995 and has its main office in Boston with other offices in New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan. Boston Partners specializes in value equity investment strategies using fundamental research and a disciplined investment process investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change.
Boston Partners’ management seeks to maintain a collegial environment emphasizing performance and cooperation with the goal for employees to spend the majority of their careers at Boston Partners.
Position Summary
The Senior Compliance Manager is an integral part of Boston Partners’ 8-person compliance department. The Senior Compliance Manager will be expected to exercise leadership responsibilities as well as specific areas of responsibility including developing compliance policies and procedures and performing compliance auditing of key processes. The Senior Compliance Manager will interact with other Boston Partners’ employees, including senior management, portfolio managers and analysts, and present to clients and prospects. The Senior Compliance Manager will work cooperatively with other department personnel and will be responsible for managing special projects as assigned.
Major Responsibilities
Requirements
Qualifications
The above declarations are not intended to be an all-inclusive list of the duties and responsibilities of the job described, nor are they intended to be such a listing of the skills and abilities required to do the job. Rather, they are intended only to describe the general nature of the job. We are an equal opportunity employer and value diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.
Full Time
$159k-258k (estimate)
06/23/2024
07/09/2024
boston-partners.com
NEW YORK, NY
100 - 200
1995
MARK E DONOVAN
$50M - $200M
Boston Partners is a premier provider of value equity investment products that are rmly grounded in fundamental research and are based on a disciplined investment philosophy and process. Boston Partners is focused on investing in companies with attractive value characteristics and strong business fundamentals, where there is a catalyst for positive change. Boston Partners manages a range of investment products including Value Equity, Long/Short Equity, Global and International Equity, Global Long/Short, Small, and Micro Cap Equity.
The following is the career advancement route for Senior Compliance Manager positions, which can be used as a reference in future career path planning. As a Senior Compliance Manager, it can be promoted into senior positions as a Compliance Director that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Manager. You can explore the career advancement for a Senior Compliance Manager below and select your interested title to get hiring information.