A Financial Guaranty Insurance Company is looking to add an Attorney to report directly to the Chief Compliance Officer. The role entails supporting the business by advising on general legal and regulatory matters within the Insurance space. You will be responsible for overseeing matters related to Insurance Regulatory, Corporate Governance, and Transactional Compliance.

RESPONSIBILITIES:

• Remain up to date on relevant Insurance Laws and Regulations; provide regulatory oversight on a variety of matters including transactions, insurance products, governance, cybersecurity, and more.
• Analyze transactions to ensure compliance with relevant law and regulations; “know your customer” checks, “doing business” laws, and other applicable SEC and FINRA regulations.
• Oversee Corporate Governance matters related to the company’s international business; prepare meeting materials and draft meeting minutes, prepare quarterly SEC reports, etc.
• Ensure compliance with campaign finance and lobbying regulations, support international endeavors with the firm’s foreign subsidiaries.
• Manage and review corporate contracts; vendor agreements, license agreements, etc.

REQUIREMENTS:

• J.D. from an accredited law school
• 5 years of Insurance Regulatory experience at a major law firm working with insurance company clients or in the compliance department of a major financial institution.
• Familiarity with Insurance Regulations and relevant Regulatory filings, securities law matters, corporate governance requirements.
• General Corporate experience; overseeing board meetings, preparing SEC filings, managing of corporate contracts, etc.