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Larson Maddox is Hiring a VP Compliance Officer Near Bismarck, ND
An elite investment management firm is looking to bring on a Vice President of Compliance to their growing team. The Vice President will work closely with other senior members of the compliance team on key initiatives, help drive projects, and become a trusted advisor to the business. This role requires 4 days in office in New York City. Responsibilities : Develop and implement policies and procedures Review marketing materials Assist with compliance testing and surveillance Assist with regulatory filings such as Form ADV and PF Conduct ongoing compliance trainings Requirements : 7 years of relevant compliance experience, preferably with private funds - even better if private credit! Strong collaborative experience is desired and a "no job is too small" attitude Highly motivated and Results Oriented Bachelor's Degree required, advanced degree a plus #J-18808-Ljbffr