I hope this message finds you well. My client is a broker dealer located in Chicago looking to bring on board a “Director Electronic Trading” to join their team. This role is currently in a hybrid schedule (3 days in office / week).

Responsibilities:

· Advise business areas on firm policies and procedures, regulatory requirements and industry best practice.

· Identify regulatory trends and developments that impact business areas, and advise staff as to how this may impact their current activities.

· Maintain and Oversee the Firm’s Electronic Trading activities

· Assist the business on implementing and documenting various supervisory/control mechanisms.

· Assist the business on drafting, updating, and implement relevant policies and procedures.

· Provide regulatory/compliance training.

· Participate in internal investigations, respond to regulatory inquiries, and coordinate internal and external audits and inspections.

· Interact with federal and state regulators

· Perform testing and monitoring of compliance with firm policies for covered business areas

· Conduct compliance risk assessments to ensure effective business control framework

· Analyze new regulations, conduct business-based analysis, and execute requite implementation.

· Provide ongoing reporting to senior management

· Develop and deliver proactive strategies and tactics that support compliance/business objectives