Primary responsibilities include:

• Compiles compliance banking documentation based on a checklist of needed documentation for potential FinTech/MSB Clients.
• Reviews compiled data and establish the risk profile of the potential client based on a predetermined risk structure.
• Reports compliance and risk issues and escalate to Compliance Officer and Chief Risk Officer.
• Effectively communicate and collaborate with the Avenu Sales team during the documentation gathering process.
• Presents their observations to committee members.
• Assists with internal auditing.
• Monitors and tests the Bank's product and services to ensure compliance with federal and state laws.
• Documents monitoring, testing, and auditing work performed as well as any findings.
• Conducts follow-up with co-workers and clients to ensure any compliance issues are remedied in a timely manner.
• Assists with ongoing review, revision and implementation of compliance policies, procedures, and practices
• Helps with ongoing design, revision, and implementation of compliance monitoring protocols
• Assist with special investigations and targeted reviews as directed.
• Partners with the Compliance Officer to provide regular training for newly hired employees and other banking staff, particularly when any state or federal laws change.

Requirements

• Minimum of 3 years of banking or financial compliance experience.
• Experience in bank functions , to include but not limited to ACH, Wires, Debit Cards, REG E disputes, eStatements, Identity Theft red flags, Customer Complaint Management.
• Knowledge of BSA/AML requirements.
• Knowledge of Consumer Deposit Regulations to include; Reg E, Reg DD, Reg P, Consumer Complaints, UDAAP, FCRA, Identity Theft.
• Strong ability to read legal text, process it and understand its meaning.
• Auditing or compliance review experience is a big plus.
• Google Workspace experience preferable.
• Must be extremely organized.
• Basic understanding of financial institution policies and procedures.
• Able to work on projects independently.
• Able to be flexible and move from project to project with little notice.
• Be a Team Player and communicate effectively with all departments of Avenu and the bank
• Possesses positive, can do attitude.

At MainStreet Bank we strive to bring talented, team-oriented individuals on staff to meet and exceed our customers' needs. MainStreet team members enjoy a friendly working environment, opportunity for personal and professional growth, generous benefits and access to resources for improving their well-being.
For more information visit our website at www.mstreetbank.com .
MainStreet Bank is an equal opportunity employer. Employment selection and related decisions are made without regard to sex, race, age, disability, religion, national origin, color or any other protected class.