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Compliance Specialist
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$83k-104k (estimate)
Full Time 2 Days Ago
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Motion Recruitment is Hiring a Compliance Specialist Near Phoenix, AZ

A leading financial institution is looking for a Compliance Specialist to join their team that will focus on the day to day operations of initiating and completing risk assessments and supporting the customers through ongoing management of the vendors. This will include partnering with the customers to complete risk assessments, maintaining vendor data, insuring control evidence meets internal standards, etc.

This role is a 6 month contract starting out with potential extensions after and is 1 00% onsite in Phoenix.

No Corp to Corp (C2C) can be offered at this time.

Responsibilities:

  • Partner with the customers to complete risk assessments (through hosting calls, communicating over email, etc) and ongoing oversight activities.
  • Maintain and review data related to the vendor portfolios for multiple business units.
  • Partner with the Procurement to ensure proper understanding and submission for processing.
  • Review control evidence to ensure meets the standards of the program, such as document and policy reviews.
  • Maintain high quality output by adhering to standards and make decisions by strictly following guidance material

Qualifications:

  • 3 years of experience in the financial services industry focus on Operations, customer service and/or risk governance
  • Customer service focused and results-oriented person.
  • Proven strong attention to detail with high quality output.
  • Curious mindset with the intent to drive results.
  • Prior experience delivering risk assessments; including audit background, compliance, Third Party Risk/Oversight, or other risk control functions.
  • Excellent written and verbal communication skills required.

Job Summary

JOB TYPE

Full Time

SALARY

$83k-104k (estimate)

POST DATE

06/28/2024

EXPIRATION DATE

07/14/2024

WEBSITE

motionrecruitment.com

HEADQUARTERS

BOSTON, MA

SIZE

500 - 1,000

FOUNDED

1994

CEO

BETH GILFEATHER

REVENUE

$10M - $50M

INDUSTRY

Business Services

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The following is the career advancement route for Compliance Specialist positions, which can be used as a reference in future career path planning. As a Compliance Specialist, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Specialist. You can explore the career advancement for a Compliance Specialist below and select your interested title to get hiring information.

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